United States Government Publishing Office publisher pbl distributor dst United States Securities and Exchange Commission author aut Government Organization text government publication eng GOVPUB Independent Establishments and Government Corporations executive 2023-08-31 Securities and Exchange Commission 2011-01-01 monographic harvested born digital 48 digital object pages SE 1.42:493 https://www.govinfo.gov/app/details/GOVPUB-SE-PURL-gpo8310 P0b002ee1c04a424d 000820953 https://purl.fdlp.gov/GPO/gpo8310 (OCoLC)729638413 DGPO 2023-08-31 2026-06-27 GOVPUB-SE-PURL-gpo8310 machine generated eng fdlp SE GOVPUB-SE-PURL-gpo8310 PURL-gpo8310 GOVPUB This content was harvested from online sources of the original hosting or authoring agency and may not reflect current policy. As Federal agencies add publications to their websites, or report new publications to GPO per statutory mandate (44 U.S.C. §§ 1710, 1902-1903), GPO ensures long-term preservation of and access to the content. 2011 PERM_INGEST_04282022 gpo8310 https://www.govinfo.gov/app/details/GOVPUB-SE-PURL-gpo8310 https://www.govinfo.gov/content/pkg/GOVPUB-SE-PURL-gpo8310/pdf/GOVPUB-SE-PURL-gpo8310.pdf Auditing Brokers Securities industry United States United States.Securities and Exchange Commission.Office of Compliance Inspections and Examinations. 0904-A-04 (online) United States Securities and Exchange Commission. Office of Audits. creator dcu U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits [2011] monographic

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1 online resource (ix, 38 pages). SE 1.42:493 0904-A-04 (online) text bibliography eng Title from title screen (viewed on June 8, 2011). "March 30, 2011." Includes bibliographical references. n-us--- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations. United States. Securities and Exchange Commission. Division of Enforcement. Brokers United States Auditing Securities industry United States Auditing https://purl.fdlp.gov/GPO/gpo8310 http://www.sec-oig.gov/Reports/AuditsInspections/2011/493.pdf https://catalog.gpo.gov/fdlpdir/locate.jsp?ItemNumber=0904-A-04&SYS=000820953