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<classification authority="sudocs">GA 1.13:HEHS-99-80</classification>
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 <subject>Elder care</subject>
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 <subject>Nursing homes</subject>
 <subject>State programs</subject>
 <subject>Safety standards</subject>
 <subject>Sanctions</subject>
 <subject>Patient care services</subject>
 <subject>Noncompliance</subject>
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<titleInfo>
 <title>Nursing Homes: Complaint Investigation Processes Often Inadequate to Protect Residents</title>
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<abstract>Federal and state practices for investigating complaints about nursing
home care are often not as effective as they should be. GAO found many
problems in the 14 states it reviewed, including procedures or practices
that may limit the filing of complaints, understatement of the
seriousness of complaints, and failure to investigate serious complaints
promptly. Complaints alleging that nursing home residents were being
harmed have gone uninvestigated for weeks or months. During that time,
residents may have remained vulnerable to abuse, neglect (which can lead
to serious problems like malnutrition and dehydration), preventable
accidents, and medication errors. Although the federal government
finances more than 70 percent of complaint investigations nationwide,
the Health Care Financing Administration (HCFA) plays a minimal role in
providing states with direction and oversight regarding these
investigations. HCFA has left it largely to the states to decide which
complaints put residents in immediate jeopardy and should be
investigated immediately. More generally, HCFA&apos;s oversight of state
agencies that certify federally qualified nursing homes has not focused
on complaint investigations. GAO recommends (1) stronger federal
requirements for states to promptly investigate serious complaints
alleging situations that may harm residents but are not classified as
posing an immediate threat, (2) more federal monitoring of states&apos;
efforts to respond to complaints, and (3) better tracking of the
substantial findings of complaint investigations. GAO summarized this
report and the preceding one in testimony before Congress; see: Nursing
Homes: Stronger Complaint and Enforcement Practices Needed to Better
Ensure Adequate Care, by William J. Scanlon, Director of Health
Financing and Public Health Issues, before the Senate Special Committee
on Aging. GAO/T-HEHS-99-89, Mar. 22 (10 pages).</abstract>
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 <topic>Elder care</topic>
 <topic>Elderly persons</topic>
 <topic>Nursing homes</topic>
 <topic>State programs</topic>
 <topic>Safety standards</topic>
 <topic>Sanctions</topic>
 <topic>Patient care services</topic>
 <topic>Noncompliance</topic>
 <topic>Federal/state relations</topic>
 <topic>Negligence</topic>
 <topic>Medicaid Program</topic>
 <topic>Medicare Program</topic>
 <topic>HCFA State Agency Quality Improvement Program</topic>
 <topic>Maryland</topic>
 <topic>Michigan</topic>
 <topic>Washington</topic>
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