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<classification authority="sudocs">GA 1.13:HEHS-99-182</classification>
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 <subject>Cancer research</subject>
 <subject>Medical research</subject>
 <subject>Health insurance</subject>
 <subject>Claims settlement</subject>
 <subject>Health research programs</subject>
 <subject>Patient care services</subject>
 <subject>Management information systems</subject>
 <identifier>NCI Clinical Trials Program</identifier>
 <identifier>NCI Clinical Data Update System</identifier>
 <identifier>NIH Type II Diabetes Prevention Program</identifier>
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 <title>NIH Clinical Trials: Various Factors Affect Patient</title>
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<abstract>Pursuant to a congressional request, GAO reviewed patient access to
clinical trials sponsored by the National Institutes of Health (NIH),
focusing on: (1) how health insurers&apos; coverage policies and practices
affect patient participation in clinical trials; (2) researchers&apos;
experience in enrolling patients for trials sponsored by the National
Cancer Institute (NCI) and factors that may explain this experience; and
(3) whether NIH has evidence of recent difficulties in enrolling
patients in clinical trials.&lt;p/&gt;GAO noted that: (1) despite policies that generally exclude coverage for
clinical trials, nearly all the insurers that GAO interviewed allow for
exceptions following case-by-case reviews by the insurers&apos; medical
personnel; (2) if coverage is approved, insurers generally agree to pay
the standard, nonexperimental care costs associated with a trial; but
because there is little agreement on which trial services constitute
standard care, payments can vary from insurer to insurer; (3) given the
uncertainty about approval and payment levels, patients and physicians
can be discouraged from seeking prior approval from insurers; (4) most
cancer research centers GAO contacted said that they did not experience
what they considered to be serious difficulties enrolling adequate
numbers of patients for NCI-sponsored clinical trials; (5) but, all the
centers described clinical trials enrollment as challenging because of
the significant administrative burden incurred in dealing with health
insurers about trial coverage and payment issues; (6) paperwork
requirements can be labor-intensive and time-consuming when staff
physicians and nurses must document the necessity of enrolling each
patient and negotiate the specific services and amounts to be paid as
standard care; (7) center representatives also cited an array of
physican- and patient-related factors that affect the availability of
patients for NIH-sponsored clinical trials; (8) NIH has expressed
concern that trial enrollment is declining, but the data provided to GAO
by several of the largest institutes did not document the basis for
NIH&apos;s concerns; (9) patient enrollment in the NIH-sponsored clinical
trials for which GAO could obtain data appeared to be meeting the goals
of those trials; (10) in 1998, NIH officials reported to the Office of
Management and Budget that patient participation in trials was a
substantial problem, particularly for cancer trials; (11) they cited
1996 testimony from clinical investigators that managed care seemed to
have affected patient participation in cancer clinical trials; (12)
beyond such anecdotal information, however, NIH does not have
quantitative data that indicate that patient enrollment has slowed or
that trials have been delayed or prematurely closed because of patient
enrollment problems; and (13) NCI is in the process of converting its
existing clinical trial reporting systems to a new consolidated
electronic system, which should support improved trial monitoring.</abstract>
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<identifier type="preferred citation">GAO/HEHS-99-182</identifier>
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<subject>
 <topic>Cancer research</topic>
 <topic>Medical research</topic>
 <topic>Health insurance</topic>
 <topic>Claims settlement</topic>
 <topic>Health research programs</topic>
 <topic>Patient care services</topic>
 <topic>Management information systems</topic>
 <topic>NCI Clinical Trials Program</topic>
 <topic>NCI Clinical Data Update System</topic>
 <topic>NIH Type II Diabetes Prevention Program</topic>
 <topic>NIH Type I Diabetes Prevention Program</topic>
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