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<classification authority="sudocs">GA 1.13:HEHS-00-114</classification>
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 <subject>Noncompliance</subject>
 <subject>Patient care services</subject>
 <subject>Safety standards</subject>
 <subject>Urologic diseases</subject>
 <subject>Health care facilities</subject>
 <subject>Health care programs</subject>
 <subject>Health services administration</subject>
 <subject>Sanctions</subject>
 <subject>Inspection</subject>
 <identifier>California</identifier>
 <identifier>New Jersey</identifier>
 <identifier>Texas</identifier>
 <identifier>Oregon</identifier>
 <identifier>Washington</identifier>
 <identifier>Medicare Program</identifier>
 <identifier>Medicare End Stage Renal Disease Program</identifier>
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<titleInfo>
 <title>Medicare Quality of Care: Oversight of Kidney Dialysis</title>
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<abstract>Pursuant to a congressional request, GAO reviewed the Health Care
Financing Administration&apos;s (HCFA) processes to ensure that dialysis
facilities meet quality-of-care standards, focusing on: (1) the extent
to which on-site inspections of dialysis facilities are performed and
problems are identified; (2) whether an effective process exists to
ensure that dialysis facilities correct problems; and (3) what steps are
being taken to use available monitoring resources as effectively as
possible.&lt;p/&gt;GAO noted that: (1) over the past 7 years, the number of HCFA-funded
inspections of dialysis facilities has declined significantly; (2) these
unannounced inspections, commonly called surveys, which are HCFA&apos;s
primary tool for ensuring that facilities meet standards protecting
patients&apos; health and safety, were conducted at only 11 percent of the
dialysis facilities eligible for recertification in 1999, compared with
52 percent in 1993; (3) when such surveys were conducted they showed
that noncompliance is a problem; (4) to enable more frequent surveys,
HCFA has requested a threefold increase in funding for on-site
inspections in its budget request for fiscal year 2001; (5) this funding
level would support a survey of all dialysis facilities every 3 years;
(6) while increasing on-site surveys will likely encourage more
facilities to improve conditions, the enforcement system provides little
assurance that corrections will be sustained; (7) essentially, HCFA&apos;s
only current enforcement tool is to terminate a facility from the
Medicare program if it does not correct its deficiencies; (8) the threat
of termination brings nearly all facilities into compliance for a while,
but they do not necessarily stay that way; (9) in every state GAO
visited, GAO found instances in which facilities that had corrected
their problems were found to have serious problems shortly afterward;
(10) Congress has authorized HCFA to use other enforcement tools, such
as the denial of payment for Medicare services, but HCFA maintains that
this authority would have limited effectiveness and applicability; (11)
HCFA is planning to use clinical and outcome data more extensively in
deciding which facilities to survey and monitor more closely; (12)
although the information HCFA intends to use may help in that regard, it
has limitations as well; and (13) these data are designed to give a
picture of the care being provided to end-stage renal disease (ESRD)
patients generally, but they are often not current, detailed, or
reliable enough to detect specific facilities that are providing
substandard services.</abstract>
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<identifier type="preferred citation">GAO/HEHS-00-114</identifier>
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<note>Letter Report</note>
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<subject>
 <topic>Noncompliance</topic>
 <topic>Patient care services</topic>
 <topic>Safety standards</topic>
 <topic>Urologic diseases</topic>
 <topic>Health care facilities</topic>
 <topic>Health care programs</topic>
 <topic>Health services administration</topic>
 <topic>Sanctions</topic>
 <topic>Inspection</topic>
 <topic>California</topic>
 <topic>New Jersey</topic>
 <topic>Texas</topic>
 <topic>Oregon</topic>
 <topic>Washington</topic>
 <topic>Medicare Program</topic>
 <topic>Medicare End Stage Renal Disease Program</topic>
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