United States Government Publishing Office publisher pbl distributor dst United States Government Accountability Office author aut Government Organization text government publication eng GAOREPORTS Legislative Agency Publications gao legislative 2010-08-12 U.S. Government Printing Office 2007-03-29 monographic deposited born digital 54 p. GA 1.13:GAO-07-399 https://www.govinfo.gov/app/details/GAOREPORTS-GAO-07-399 P0b002ee1803a3cce f:d07399 DGPO 2010-08-12 2011-03-28 GAOREPORTS-GAO-07-399 machine generated eng fdlp REPORT GAOREPORTS-GAO-07-399 GAO-07-399 Banking regulation Emergency preparedness Facility security Financial institutions Homeland security Information security Pandemic Physical security Risk management Securities regulation Stock exchanges Stocks (securities) Telecommunications Terrorism Other Written Product A67425 This is GAO's third report since the September 11 terrorist attacks that assesses progress that market participants and regulators have made to ensure the security and resiliency of our securities markets. This report examined (1) actions taken to improve the markets' capabilities to prevent and recover from attacks; (2) actions taken to improve disaster response and increase telecommunications resiliency; and (3) financial regulators' efforts to ensure market resiliency. GAO inspected physical and electronic security measures and business continuity capabilities using regulatory, government, and industry-established criteria and discussed improvement efforts with broker dealers, banks, regulators, telecommunications carriers, and trade associations. https://www.govinfo.gov/content/pkg/GAOREPORTS-GAO-07-399/html/GAOREPORTS-GAO-07-399.htm https://www.govinfo.gov/content/pkg/GAOREPORTS-GAO-07-399/pdf/GAOREPORTS-GAO-07-399.pdf GAO-07-399 https://www.govinfo.gov/app/details/GAOREPORTS-GAO-07-399 Other Written Product GAO-07-399; Financial Market Preparedness: Significant Progress Has Been Made, but Pandemic Planning and Other Challenges Remain; Banking regulation Emergency preparedness Facility security Financial institutions Homeland security Information security Pandemic Physical security Risk management Securities regulation Stock exchanges Stocks (securities) Telecommunications Terrorism Volume 116 Page 2135 116 Stat. 2135 H. Rept. 105-825