United States Government Publishing Office publisher pbl distributor dst United States Government Accountability Office author aut Government Organization text government publication eng GAOREPORTS Legislative Agency Publications gao legislative 2010-08-12 U.S. Government Printing Office 2007-03-15 monographic deposited born digital 86 p. GA 1.13:GAO-07-154 https://www.govinfo.gov/app/details/GAOREPORTS-GAO-07-154 P0b002ee18038aaad f:d07154 DGPO 2010-08-12 2011-03-23 GAOREPORTS-GAO-07-154 machine generated eng fdlp REPORT GAOREPORTS-GAO-07-154 GAO-07-154 Bank holding companies Bank management Banking regulation Federal regulations Federal reserve banks Financial institutions Holding companies Interagency relations Lending institutions Performance measures Policy evaluation Regulatory agencies Risk management Consolidation Government agency oversight Policies and procedures Program goals or objectives Other Written Product A66866

As financial institutions increasingly operate globally and diversify their businesses, entities with an interest in financial stability cite the need for supervisors to oversee the safety and soundness of these institutions on a consolidated basis. Under the Comptroller General's Authority, GAO reviewed the consolidated supervision programs at the Federal Reserve System (Federal Reserve), Office of Thrift Supervision (OTS), and Securities and Exchange Commission (SEC) to (1) describe policies and approaches that U.S. consolidated supervisors use to oversee large and small holding companies; (2) review the management of the consolidated supervision programs, including use of program objectives and performance measures; and (3) evaluate how well consolidated supervisors are collaborating with other supervisors and each other in their activities. In conducting this study, GAO reviewed agency policy documents and supervisory reports and interviewed agency and financial institution officials. https://www.govinfo.gov/content/pkg/GAOREPORTS-GAO-07-154/html/GAOREPORTS-GAO-07-154.htm https://www.govinfo.gov/content/pkg/GAOREPORTS-GAO-07-154/pdf/GAOREPORTS-GAO-07-154.pdf GAO-07-154 https://www.govinfo.gov/app/details/GAOREPORTS-GAO-07-154 Other Written Product GAO-07-154; Financial Market Regulation: Agencies Engaged in Consolidated Supervision Can Strengthen Performance Measurement and Collaboration; Bank holding companies Bank management Banking regulation Federal regulations Federal reserve banks Financial institutions Holding companies Interagency relations Lending institutions Performance measures Policy evaluation Regulatory agencies Risk management Consolidation Government agency oversight Policies and procedures Program goals or objectives Title 12 Section 1844(c) 12 U.S.C. 1844(c) Public Law 106-102 Title 12 Part 225 12 CFR Part 225 Title 2112 Part 225.4 2112 CFR Part 225.4