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<classification authority="sudocs">GA 1.13:GAO-02-89</classification>
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 <title>Biomedical Research: HHS Direction Needed to Address Financial Conflicts of Interest</title>
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<abstract>Recent allegations that conflicts of interest may have affected
biomedical research and led to harming human research subjects	 
have heightened concerns about the financial relationships	 
between individual research investigators or their research	 
institutions and private industry. These financial partnerships  
have yielded significant achievements, notably treatments for	 
diseases and conditions such as acquired immunodeficiency	 
syndrome (AIDS) and strokes. Their benefits notwithstanding, some
collaborations have raised concerns that research investigators  
or institutions with significant financial interests in the	 
research may focus attention on the financial rewards,		 
compromising their integrity and the safety of human subjects. In
such situations, the significant financial interest presents a	 
conflict of interest. GAO reviewed five universities which have  
developed broad policies and procedures regarding individual	 
investigators&apos; financial conflicts of interest. All five had	 
difficulty providing basic data on investigators&apos; financial	 
conflicts of interest in clinical research involving human	 
subjects. The universities acknowledged a need for better	 
coordination of information about investigators&apos; financial	 
relationships, and several of the universities were developing	 
mechanisms to do so. Policies and procedures at the five	 
universities addressed aspects of institutional financial	 
conflicts of interest, such as technology transfer activities and
financial relationships with small start-up companies that market
university-developed products. However, Department of Health and 
Human Services (HHS) regulations and its oversight of financial  
conflicts of interest in biomedical research have limitations for
promoting the integrity of research and protecting human	 
subjects. Recently, HHS has taken steps to improve its oversight 
and monitoring. Further, HHS has drafted guidance on financial	 
conflicts of interest. However, this guidance does not provide	 
detailed advice on managing institutional financial conflicts of 
interest.</abstract>
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 <topic>Conflict of interests</topic>
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 <topic>Safety</topic>
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  <title>United States Public Law 517 (96th Congress)</title>
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 <identifier type="public law citation">Public Law 96-517</identifier>
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