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 <title>Federal Research and Development: Contributions to and Results of the Small Business Technology Transfer Program</title>
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<abstract>Research and Development (R&amp;D) is vital to the long-term health
of industry and the national economy. In an effort to join the	 
ideas and resources of the research institutions--universities	 
and colleges, federal laboratories, and nonprofit research	 
centers--with the commercialization experience of small 	 
businesses, Congress authorized the Small Business Technology	 
Transfer (STTR) Pilot Program on 1992 and reauthorized it in	 
fiscal year 1997. The STTR program is closely modeled on the	 
Small Business Innovation Research (SBIR) Program. In preparation
for the review and potential reauthorization of the STTR program,
GAO obtained information from companies participating in the	 
program. The companies reported that both they and the research  
institutions made considerable contributions to the R&amp;D, such as 
knowledge or expertise essential to the project. They also	 
created new partnerships that were effective in achieving	 
technical objectives. However, the companies reported that they  
played a substantially greater role than the research		 
institutions in originating the key ideas for the R&amp;D. The	 
companies further reported a variety of results from the R&amp;D,	 
including the sales of products, processes, or services; the	 
receipt of additional developmental funding beyond the original  
STTR funding; and patents granted. Finally, when asked for their 
view of the STTR program in relation to the SBIR program, about  
half of the companies expressed a preference for maintaining the 
current separation of the STTR and SBIR programs. This testimony 
summarized the June report, GAO-01-766R.</abstract>
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 <topic>Small Business Innovation Research</topic>
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