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<classification authority="sudocs">GA 1.13:GAO-01-813</classification>
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 <subject>Dispute settlement</subject>
 <subject>Hazardous substances</subject>
 <subject>Investigations by federal agencies</subject>
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<titleInfo>
 <title>Hazardous Waste: EPA&apos;s National and Regional Ombudsmen Do Not Have Sufficient Independence</title>
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<abstract>Through the impartial and independent investigation of citizens&apos;
complaints, federal ombudsmen provide the public an informal and 
accessible avenue of redress. In particular, ombudsmen help	 
federal agencies be more responsive to persons who believe that  
their concerns have not been dealt with fully or fairly through  
normal problem-solving channels. At the Environmental Protection 
Agency (EPA), a national hazardous waste ombudsman was		 
established in 1984. In recent years, the national ombudsman has 
played an increasingly prominent role through his investigations 
of citizen complaints referred by Members of Congress. As the	 
number and significance of the ombudsman&apos;s investigations have	 
increased, so have questions about the adequacy of available	 
resources and whether there are other potential impediments to	 
fulfillment of the ombudsman&apos;s responsibilities. Amid concerns	 
about whether there are institutional barriers to the fulfillment
of the EPA national hazardous waste ombudsman&apos;s responsibilities,
GAO (1) compares the national ombudsman&apos;s operations with	 
professional standards for independence and other factors and (2)
determines the relative roles and responsibilities of EPA&apos;s	 
national and regional ombudsmen. GAO found that key aspects of	 
EPA&apos;s national hazardous waste ombudsman differ from professional
standards for ombudsmen who deal with inquiries from the public. 
For example, an effective ombudsman must have both actual and	 
apparent independence from any person who may be the subject of a
complaint or inquiry. However, EPA&apos;s national ombudsman is	 
located within the Office of Solid Waste and Emergency Response  
(OSWER), the organizational unit whose decisions the ombudsman is
responsible for investigating, and his budget and staff resources
are controlled by unit managers within OSWER. GAO also found that
compared with EPA&apos;s national hazardous waste ombudsman, the	 
regional ombudsmen are less independent and play a reduced role, 
primarily responding to informational inquiries on a part-time	 
basis. Most of the ombudsmen in EPA&apos;s 10 regional offices hold	 
positions within the regional organization that appear to	 
compromise their independence. The regional ombudsmen split their
time between performing duties related to the ombudsman function 
and duties related to the implementation of the hazardous waste  
programs that they are responsible for investigating.		 
Communication between the national and regional ombudsmen is	 
limited, despite operating guidelines that call for close	 
communication. The national ombudsman periodically refers	 
informational inquiries to the regional ombudsmen but rarely	 
requests their assistance in investigations.</abstract>
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<identifier type="preferred citation">GAO-01-813</identifier>
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 <searchTitle>GAO-01-813; Hazardous Waste: EPA&apos;s National and Regional Ombudsmen Do Not Have Sufficient Independence;
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<subject>
 <topic>Dispute settlement</topic>
 <topic>Hazardous substances</topic>
 <topic>Investigations by federal agencies</topic>
 <topic>Standards evaluation</topic>
 <topic>Waste management</topic>
 <topic>Superfund Program</topic>
</subject>
<relatedItem type="isReferencedBy">
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  <title>United States Code</title>
  <partNumber>Title 5 Section 552</partNumber>
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 <identifier type="USC citation">5 U.S.C. 552</identifier>
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