PROVIDING FOR CONSIDERATION OF THE BILL (H.R. 2357) TO DIRECT THE SECURITIES AND EXCHANGE COMMISSION TO REVISE FORM S-3 SO AS TO ADD LISTING AND REGISTRATION OF A CLASS OF COMMON EQUITY SECURITIES ON A NATIONAL SECURITIES EXCHANGE AS AN ADDITIONAL BASIS FOR SATISFYING THE REQUIREMENTS OF GENERAL INSTRUCTION I.B.1. OF SUCH FORM AND TO REMOVE SUCH LISTING AND REGISTRATION AS A REQUIREMENT OF GENERAL INSTRUCTION I.B.6. OF SUCH FORM, AND PROVIDING FOR CONSIDERATION OF THE BILL (H.R. 5424) TO AMEND THE INVESTMENT ADVISERS ACT OF 1940 AND TO DIRECT THE SECURITIES AND EXCHANGE COMMISSION TO AMEND ITS RULES TO MODERNIZE CERTAIN REQUIREMENTS RELATING TO INVESTMENT ADVISERS, AND FOR OTHER PURPOSES

United States Government Publishing Office publisher pbl distributor dst United States Congress House of Representatives author aut Government Organization text government publication eng CRPT Congressional Committee Materials 114_cong_reports legislative 2016-09-07 PROVIDING FOR CONSIDERATION OF THE BILL (H.R. 2357) TO DIRECT THE SECURITIES AND EXCHANGE COMMISSION TO REVISE FORM S-3 SO AS TO ADD LISTING AND REGISTRATION OF A CLASS OF COMMON EQUITY SECURITIES ON A NATIONAL SECURITIES EXCHANGE AS AN ADDITIONAL BASIS FOR SATISFYING THE REQUIREMENTS OF GENERAL INSTRUCTION I.B.1. OF SUCH FORM AND TO REMOVE SUCH LISTING AND REGISTRATION AS A REQUIREMENT OF GENERAL INSTRUCTION I.B.6. OF SUCH FORM, AND PROVIDING FOR CONSIDERATION OF THE BILL (H.R. 5424) TO AMEND THE INVESTMENT ADVISERS ACT OF 1940 AND TO DIRECT THE SECURITIES AND EXCHANGE COMMISSION TO AMEND ITS RULES TO MODERNIZE CERTAIN REQUIREMENTS RELATING TO INVESTMENT ADVISERS, AND FOR OTHER PURPOSES U.S. Government Publishing Office 2016-09-06 monographic deposited born digital 5 digital object pages Y 1.1/8: https://www.govinfo.gov/app/details/CRPT-114hrpt725 P0b002ee191022419 000993585 f:hr725.114.txt DGPO 2016-09-07 2024-11-09 CRPT-114hrpt725 machine generated eng fdlp Report to accompany H. Res. 844 HRPT CRPT-114hrpt725 HOUSE 114 725 2 false true https://www.govinfo.gov/app/details/CRPT-114hrpt725 https://www.govinfo.gov/content/pkg/CRPT-114hrpt725/html/CRPT-114hrpt725.htm https://www.govinfo.gov/content/pkg/CRPT-114hrpt725/pdf/CRPT-114hrpt725.pdf H. Rept. 114-725 The Committee on Rules, having had under consideration House Resolution 844, by a record vote of 9 to 2, report the same to the House with the recommendation that the resolution be adopted. PROVIDING FOR CONSIDERATION OF THE BILL (H.R. 2357) TO DIRECT THE SECURITIES AND EXCHANGE COMMISSION TO REVISE FORM S-3 SO AS TO ADD LISTING AND REGISTRATION OF A CLASS OF COMMON EQUITY SECURITIES ON A NATIONAL SECURITIES EXCHANGE AS AN ADDITIONAL BASIS FOR SATISFYING THE REQUIREMENTS OF GENERAL INSTRUCTION I.B.1. OF SUCH FORM AND TO REMOVE SUCH LISTING AND REGISTRATION AS A REQUIREMENT OF GENERAL INSTRUCTION I.B.6. OF SUCH FORM, AND PROVIDING FOR CONSIDERATION OF THE BILL (H.R. 5424) TO AMEND THE INVESTMENT ADVISERS ACT OF 1940 AND TO DIRECT THE SECURITIES AND EXCHANGE COMMISSION TO AMEND ITS RULES TO MODERNIZE CERTAIN REQUIREMENTS RELATING TO INVESTMENT ADVISERS, AND FOR OTHER PURPOSES;H. Rept. 114-725 Referred to the House Calendar and ordered to be printed FIRSTPART CRPT-114hrpt725 Referred to the House Calendar and ordered to be printed 2 The Committee on Rules, having had under consideration House Resolution 844, by a record vote of 9 to 2, report the same to the House with the recommendation that the resolution be adopted. Mr. Sessions, from the Committee on Rules, submitted the following Committee on Rules Rules Mr. Sessions Pete Sessions Sessions, Pete

H. Res. 844, 114th Pete Sessions United States House of Representatives sponsor spn United States Congress Member United States Congress House of Representatives Committee on Rules associated name asn Government Organization United States House Resolution 844 (114th Congress) H. Res. 844 114 OTHER United States House Resolution 844 (114th Congress) H. Res. 844 114 PRIMARY United States House Bill 2357 (114th Congress) H.R. 2357 114 OTHER United States House Bill 5424 (114th Congress) H.R. 5424 114 OTHER United States Code Title 15 Section 77aet seq. 15 U.S.C. 77aet seq.