United States Government Publishing Office publisher pbl distributor dst United States Congress House of Representatives author aut Government Organization text government publication eng CRPT Congressional Committee Materials 114_cong_reports legislative 2016-07-22 U.S. Government Publishing Office 2016-07-21 monographic deposited born digital 22 digital object pages Y 1.1/8: https://www.govinfo.gov/app/details/CRPT-114hrpt698 P0b002ee1905769ee 000989220 f:hr698.114.txt DGPO 2016-07-22 2024-11-09 CRPT-114hrpt698 machine generated eng fdlp Report together with minority views to accompany H.R. 5424, including cost estimate of the Congressional Budget Office HRPT CRPT-114hrpt698 HOUSE 114 698 2 false true https://www.govinfo.gov/app/details/CRPT-114hrpt698 https://www.govinfo.gov/content/pkg/CRPT-114hrpt698/html/CRPT-114hrpt698.htm https://www.govinfo.gov/content/pkg/CRPT-114hrpt698/pdf/CRPT-114hrpt698.pdf H. Rept. 114-698 The Committee on Financial Services, to whom was referred the bill (H.R. 5424) to amend the Investment Advisers Act of 1940 and to direct the Securities and Exchange Commission to amend its rules to modernize certain requirements relating to investment advisers, and for other purposes, having considered the same, report favorably thereon with an amendment and recommend that the bill as amended do pass. INVESTMENT ADVISERS MODERNIZATION ACT OF 2016;H. Rept. 114-698 Committed to the Committee of the Whole House on the State of the Union and ordered to be printed FIRSTPART CRPT-114hrpt698 Committed to the Committee of the Whole House on the State of the Union and ordered to be printed 2 Investment Advisers Modernization Act of 2016 The Committee on Financial Services, to whom was referred the bill (H.R. 5424) to amend the Investment Advisers Act of 1940 and to direct the Securities and Exchange Commission to amend its rules to modernize certain requirements relating to investment advisers, and for other purposes, having considered the same, report favorably thereon with an amendment and recommend that the bill as amended do pass. Mr. Hensarling, from the Committee on Financial Services, submitted the following Committee on Financial Services Financial Services Mr. Hensarling Jeb Hensarling Hensarling, Jeb

H.R. 5424, 114th Jeb Hensarling United States House of Representatives sponsor spn United States Congress Member United States Congress House of Representatives Committee on Financial Services associated name asn Government Organization H. Res. 5 114 OTHER H.R. 5424 114 OTHER H.R. 5424 114 PRIMARY Title 7 Section 1a 7 U.S.C. 1a Title 15 Section 78m(a) Title 15 Section 80a-1et seq. Title 15 Section 80a-2(a) Title 15 Section 80a-53 Title 15 Section 80a Title 15 Section 80b-2(a) Title 15 Section 80b-2(a)(1) Title 15 Section 80b-5 Title 15 Section 80b-5(a)(2) 15 U.S.C. 78m(a) 15 U.S.C. 80a-1et seq. 15 U.S.C. 80a-2(a) 15 U.S.C. 80a-53 15 U.S.C. 80a 15 U.S.C. 80b-2(a) 15 U.S.C. 80b-2(a)(1) 15 U.S.C. 80b-5 15 U.S.C. 80b-5(a)(2) Public Law 111-139 Public Law No 111-139