United States Government Publishing Office publisher pbl distributor dst United States Congress House of Representatives author aut Government Organization text government publication eng CHRG Congressional Committee Materials 111_house_hearings legislative 2010-05-17 https://www.govinfo.gov/app/details/CHRG-111hhrg55810 https://www.govinfo.gov/content/pkg/CHRG-111hhrg55810/html/CHRG-111hhrg55810.htm https://www.govinfo.gov/content/pkg/CHRG-111hhrg55810/pdf/CHRG-111hhrg55810.pdf U.S. Government Printing Office 2009-10-06 monographic deposited born digital 325 p. Y 4.F 49/20: https://www.govinfo.gov/app/details/CHRG-111hhrg55810 P0b002ee18022b1c9 000702136 DGPO 2010-05-17 2023-02-09 CHRG-111hhrg55810 machine generated eng fdlp HHRG CHRG-111hhrg55810 G HOUSE 111 1 2009-10-06 CAPITAL MARKETS REGULATORY REFORM: STRENGTHENING INVESTOR PROTECTION, ENHANCING OVERSIGHT OF PRIVATE POOLS OF CAPITAL, AND CREATING A NATIONAL INSURANCE OFFICE OTHERPART CHRG-111hhrg55810 true Abraham, Janice M., President and Chief Executive Officer, United Educators Insurance, on behalf of the Property Casualty Insurers Association of America (PCI) Atkinson, David B., Executive Vice President, Reinsurance Group of America (RGA), on behalf of the Reinsurance Association of America (RAA) Bullard, Mercer E., President and Founder, Fund Democracy, Inc Chanos, James S., Chairman, the Coalition of Private Investment Companies (CPIC) Crawford, Denise Voigt, Texas Securities Commissioner; and President, North American Securities Administrators Association, Inc. (NASAA) Herchel, Dennis S., Assistant Vice President & Counsel, Massachusetts Mutual Life Insurance Company, on behalf of the American Council of Life Insurers (ACLI) Houldin, Spencer M., President, Ericson Insurance Advisors, on behalf of the Independent Insurance Agents & Brokers of America (IIABA) Kaswell, Stuart, Executive Vice President and General Counsel, Managed Funds Association (MFA) Ketchum, Richard G., Chairman and CEO, the Financial Industry Regulatory Authority (FINRA) Lowenstein, Douglas, President/CEO, the Private Equity Council Maisel, Bruce W., Vice President & Managing Counsel, Thrivent Financial for Lutherans, on behalf of the American Council of Life Insurers (ACLI) McGuire, Terry, Co-Founder and General Partner, Polaris Venture Partners; and Chairman, National Venture Capital Association Taft, John, Head of U.S. Wealth Management, RBC Wealth Management, on behalf of the Securities Industry and Financial Markets Association (SIFMA) Tittsworth, David G., Executive Director and Executive Vice President, Investment Adviser Association (IAA) Vaughan, Therese M., Chief Executive Officer, National Association of Insurance Commissioners (NAIC) Zielezienski, J. Stephen, Senior Vice President & General Counsel, American Insurance Association (AIA) false 55-810 Committee on Financial Services Financial Services GARY L. ACKERMAN of New York Gary L. Ackerman Ackerman, Gary L. Gary Ackerman SPENCER BACHUS of Alabama Spencer Bachus Bachus, Spencer JUDY BIGGERT of Illinois Judy Biggert Biggert, Judy JOE BACA of California Joe Baca Baca, Joe MELISSA L. BEAN of Illinois Melissa L. Bean Bean, Melissa L. Ms. Melissa Bean MICHAEL N. CASTLE of Delaware Michael N. Castle Castle, Michael N. Michael Castle MICHAEL E. CAPUANO of Massachusetts Michael E. Capuano Capuano, Michael E. Michael Capuano EMANUEL CLEAVER of Missouri Emanuel Cleaver Cleaver, Emanuel JOHN CAMPBELL of California John Campbell Campbell, John BARNEY FRANK of Massachusetts Barney Frank Frank, Barney LUIS V. GUTIERREZ of Illinois Luis V. Gutierrez Gutierrez, Luis V. Luis Gutierrez SCOTT GARRETT of New Jersey Scott Garrett Garrett, Scott JIM GERLACH of Pennsylvania Jim Gerlach Gerlach, Jim AL GREEN of Texas Al Green Green, Al RUBEN HINOJOSA of Texas Ruben Hinojosa Hinojosa, Ruben JEB HENSARLING of Texas Jeb Hensarling Hensarling, Jeb PAUL W. HODES of New Hampshire Paul W. Hodes Hodes, Paul W. Mr. Paul Hodes PAUL E. KANJORSKI of Pennsylvania Paul E. Kanjorski Kanjorski, Paul E. Paul Kanjorski PETER T. KING of New York Peter T. King King, Peter T. Peter King FRANK D. LUCAS of Oklahoma Frank D. Lucas Lucas, Frank D. Frank Lucas STEPHEN F. LYNCH of Massachusetts Stephen F. Lynch Lynch, Stephen F. Mr. Stephen Lynch CAROLYN B. MALONEY of New York Carolyn B. Maloney Maloney, Carolyn B. Carolyn Maloney CAROLYN McCARTHY of New York Carolyn McCarthy McCarthy, Carolyn DONALD A. MANZULLO of Illinois Donald A. Manzullo Manzullo, Donald A. Donald Manzullo GARY G. MILLER of California Gary G. Miller Miller, Gary G. Gary Miller DENNIS MOORE of Kansas Dennis Moore Moore, Dennis BRAD MILLER of North Carolina Brad Miller Miller, Brad PATRICK T. McHENRY of North Carolina Patrick T. McHenry McHenry, Patrick T. Mr. Patrick Mchenry GWEN MOORE of Wisconsin Gwen Moore Moore, Gwen RANDY NEUGEBAUER of Texas Randy Neugebauer Neugebauer, Randy RON PAUL of Texas Ron Paul Paul, Ron ADAM PUTNAM of Florida Adam H. Putnam Putnam, Adam H. Adam Putnam TOM PRICE of Georgia Tom Price Price, Tom EDWARD R. ROYCE of California Edward R. Royce Royce, Edward R. Ed Royce BRAD SHERMAN of California Brad Sherman Sherman, Brad DAVID SCOTT of Georgia David Scott Scott, David NYDIA M. VELAZQUEZ of New York Nydia M. Velazquez Velazquez, Nydia M. Nydia Velazquez MAXINE WATERS of California Maxine Waters Waters, Maxine MELVIN L. WATT of North Carolina Melvin L. Watt Watt, Melvin L. Melvin Watt SHELLEY MOORE CAPITO of West false false United States Congress House of Representatives Committee on Financial Services associated name asn Government Organization Gary L. Ackerman United States House of Representatives committee member United States Congressional Member Spencer Bachus United States House of Representatives committee member United States Congressional Member Judy Biggert United States House of Representatives committee member United States Congressional Member Joe Baca United States House of Representatives committee member United States Congressional Member Melissa L. Bean United States House of Representatives committee member United States Congressional Member Michael N. Castle United States House of Representatives committee member United States Congressional Member Michael E. Capuano United States House of Representatives committee member United States Congressional Member Emanuel Cleaver United States House of Representatives committee member United States Congressional Member John Campbell United States House of Representatives committee member United States Congressional Member Barney Frank United States House of Representatives committee member United States Congressional Member Luis V. Gutierrez United States House of Representatives committee member United States Congressional Member Scott Garrett United States House of Representatives committee member United States Congressional Member Jim Gerlach United States House of Representatives committee member United States Congressional Member Al Green United States House of Representatives committee member United States Congressional Member Ruben Hinojosa United States House of Representatives committee member United States Congressional Member Jeb Hensarling United States House of Representatives committee member United States Congressional Member Paul W. Hodes United States House of Representatives committee member United States Congressional Member Paul E. Kanjorski United States House of Representatives committee member United States Congressional Member Peter T. King United States House of Representatives committee member United States Congressional Member Frank D. Lucas United States House of Representatives committee member United States Congressional Member Stephen F. Lynch United States House of Representatives committee member United States Congressional Member Carolyn B. Maloney United States House of Representatives committee member United States Congressional Member Carolyn McCarthy United States House of Representatives committee member United States Congressional Member Donald A. Manzullo United States House of Representatives committee member United States Congressional Member Gary G. Miller United States House of Representatives committee member United States Congressional Member Dennis Moore United States House of Representatives committee member United States Congressional Member Brad Miller United States House of Representatives committee member United States Congressional Member Patrick T. McHenry United States House of Representatives committee member United States Congressional Member Gwen Moore United States House of Representatives committee member United States Congressional Member Randy Neugebauer United States House of Representatives committee member United States Congressional Member Ron Paul United States House of Representatives committee member United States Congressional Member Adam H. Putnam United States House of Representatives committee member United States Congressional Member Tom Price United States House of Representatives committee member United States Congressional Member Edward R. Royce United States House of Representatives committee member United States Congressional Member Brad Sherman United States House of Representatives committee member United States Congressional Member David Scott United States House of Representatives committee member United States Congressional Member Nydia M. Velazquez United States House of Representatives committee member United States Congressional Member Maxine Waters United States House of Representatives committee member United States Congressional Member Melvin L. Watt United States House of Representatives committee member United States Congressional Member SHELLEY MOORE CAPITO of West United States House of Representatives committee member United States Congressional Member Abraham, Janice M., President and Chief Executive Officer, United Educators Insurance, on behalf of the Property Casualty Insurers Association of America (PCI) witness wit Hearing Witness Atkinson, David B., Executive Vice President, Reinsurance Group of America (RGA), on behalf of the Reinsurance Association of America (RAA) witness wit Hearing Witness Bullard, Mercer E., President and Founder, Fund Democracy, Inc witness wit Hearing Witness Chanos, James S., Chairman, the Coalition of Private Investment Companies (CPIC) witness wit Hearing Witness Crawford, Denise Voigt, Texas Securities Commissioner; and President, North American Securities Administrators Association, Inc. (NASAA) witness wit Hearing Witness Herchel, Dennis S., Assistant Vice President & Counsel, Massachusetts Mutual Life Insurance Company, on behalf of the American Council of Life Insurers (ACLI) witness wit Hearing Witness Houldin, Spencer M., President, Ericson Insurance Advisors, on behalf of the Independent Insurance Agents & Brokers of America (IIABA) witness wit Hearing Witness Kaswell, Stuart, Executive Vice President and General Counsel, Managed Funds Association (MFA) witness wit Hearing Witness Ketchum, Richard G., Chairman and CEO, the Financial Industry Regulatory Authority (FINRA) witness wit Hearing Witness Lowenstein, Douglas, President/CEO, the Private Equity Council witness wit Hearing Witness Maisel, Bruce W., Vice President & Managing Counsel, Thrivent Financial for Lutherans, on behalf of the American Council of Life Insurers (ACLI) witness wit Hearing Witness McGuire, Terry, Co-Founder and General Partner, Polaris Venture Partners; and Chairman, National Venture Capital Association witness wit Hearing Witness Taft, John, Head of U.S. Wealth Management, RBC Wealth Management, on behalf of the Securities Industry and Financial Markets Association (SIFMA) witness wit Hearing Witness Tittsworth, David G., Executive Director and Executive Vice President, Investment Adviser Association (IAA) witness wit Hearing Witness Vaughan, Therese M., Chief Executive Officer, National Association of Insurance Commissioners (NAIC) witness wit Hearing Witness Zielezienski, J. Stephen, Senior Vice President & General Counsel, American Insurance Association (AIA) witness wit Hearing Witness H.R. 2609 111 BODY H.R. 2622 111 BODY H.R. 2873 111 BODY Serial No. 111-84 Serial No. 111-84