United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2024_register executive 2024-04-25 article Part V Rules and Regulations D09002ee1c67e0250 D09002ee1c67e034c United States Department of Labor originator org United States Government Agency or Subagency United States Employee Benefits Security Administration originator org United States Government Agency or Subagency This document contains a notice of amendment to class prohibited transaction exemption (PTE) 2020-02, which provides relief for investment advice fiduciaries to receive certain compensation that otherwise would be prohibited. The amendment affects participants and beneficiaries of employee benefit plans, individual retirement account (IRA) owners, and fiduciaries with respect to such plans and IRAs. 89 FR 32260 https://www.govinfo.gov/app/details/FR-2024-04-25/2024-08066 2024-08066 fr25ap24-23 4510-29-P Application No. D-12057 https://www.govinfo.gov/app/details/FR-2024-04-25/2024-08066 https://www.govinfo.gov/content/pkg/FR-2024-04-25/html/2024-08066.htm https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08066.pdf 40 p. 32260 32299 89 FR 32260 Title 29 Part 2550 29 CFR Part 2550 Amendment to Prohibited Transaction Exemption 2020-02; Federal Register Vol. 89, Issue RULE 2024-08066 V DEPARTMENT OF LABOR Employee Benefits Security Administration 2024-09-23 Application No. D-12057 4510-29-P 2024-08066 Amendment to Class Exemption PTE 2020-02.

This document contains a notice of amendment to class prohibited transaction exemption (PTE) 2020-02, which provides relief for investment advice fiduciaries to receive certain compensation that otherwise would be prohibited. The amendment affects participants and beneficiaries of employee benefit plans, individual retirement account (IRA) owners, and fiduciaries with respect to such plans and IRAs.

The amendment is effective September 23, 2024. Susan Wilker, telephone (202) 693- 8540, Office of Exemption Determinations, Employee Benefits Security Administration, U.S. Department of Labor (this is not a toll-free number). Prohibited Transaction Exemption, ebsa.opr@dol.gov IIAWR@dol.gov https://higherlogicdownload.s3.amazonaws.com/INVESTMENTADVISER/aa03843e-7981-46b2-aa49-c572f2ddb7e8/UploadedImages/publications/2018-Investment-Management_Compliance-Testing-Survey-Results-Webcast_pptx.pdf https://ncua.gov/files/publications/analysis/quarterly-data-summary-2023-Q3.pdf https://www.dol.gov/sites/dolgov/files/ebsa/about-ebsa/our-activities/resource-center/faqs/new-fiduciary-advice-exemption.pdf https://www.dol.gov/sites/dolgov/files/EBSA/laws-and-regulations/rules-and-regulations/technical-appendices/labor-cost-inputs-used-in-ebsa-opr-ria-and-pra-burden-calculations-june-2019.pdf https://www.fdic.gov/analysis/quarterly-banking-profile/statistics-at-a-glance/2023mar/industry.pdf https://www.finra.org/rules-guidance/rulebooks/finra-rules/3110 https://www.finra.org/rules-guidance/rulebooks/finra-rules/3120 https://www.finra.org/rules-guidance/rulebooks/finra-rules/3130 https://www.gao.gov/products/gao-17-259 https://www.reginfo.gov/public/do/PRAMain https://www.sec.gov/tm/iabd-staff-bulletin-conflicts-interest https://www.usps.com/ship/first-class-mail.htm RegInfo.gov Vol. 89, no. 81 Office of the Federal Register, National Archives and Records Administration 2024-04-25 continuing daily deposited born digital 767 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2024-04-25 P0b002ee1c67dce12 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr25ap24 https://www.govinfo.gov/app/details/FR-2024-04-25 https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/FR-2024-04-25.pdf https://www.govinfo.gov/content/pkg/FR-2024-04-25/xml/FR-2024-04-25.xml fdlp 31601 32359 DGPO 2024-04-25 2024-04-25 FR-2024-04-25 machine generated eng FR FR-2024-04-25 89 81