United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2021_register executive 2021-08-13 article Rules and Regulations D09002ee1c7af8d07 D09002ee1c7af8e42 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission ("Commission" or "SEC") is issuing this statement to clarify how the SEC will proceed when addressing certain issues under Exchange Act Rule 21F-3(b)(3) and Exchange Act Rule 21F-6 while the staff is preparing and the Commission is considering potential amendments to those rules ("Interim Policy- Review Period"). These procedures will remain in effect until withdrawn by the Commission. 86 FR 44604 https://www.govinfo.gov/app/details/FR-2021-08-13/2021-17019 2021-17019 fr13au21-10 8011-01-P Release No. 34-92565 https://www.govinfo.gov/app/details/FR-2021-08-13/2021-17019 https://www.govinfo.gov/content/pkg/FR-2021-08-13/html/2021-17019.htm https://www.govinfo.gov/content/pkg/FR-2021-08-13/pdf/2021-17019.pdf 3 p. 44604 44606 86 FR 44604 Title 17 Part 241 17 CFR Part 241 Procedures for the Commission's Use of Certain Authorities Under Rule 21F-3(b)(3) and Rule 21F-6 of the Securities Exchange Act of 1934; Federal Register Vol. 86, Issue RULE 2021-17019 SECURITIES AND EXCHANGE COMMISSION 2021-08-13 Release No. 34-92565 8011-01-P 2021-17019 Policy statement.

The Securities and Exchange Commission ("Commission" or "SEC") is issuing this statement to clarify how the SEC will proceed when addressing certain issues under Exchange Act Rule 21F-3(b)(3) and Exchange Act Rule 21F-6 while the staff is preparing and the Commission is considering potential amendments to those rules ("Interim Policy- Review Period"). These procedures will remain in effect until withdrawn by the Commission.

The policy statement is effective: August 13, 2021. Emily Pasquinelli, Acting Chief in the Office of the Whistleblower, Division of Enforcement, at (202) 551- 5973; William K. Shirey, Counsel to the Solicitor, Office of the General Counsel, at (202) 551-5043; Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. Procedures for the Commission's Use of Certain Authorities under the Securities Exchange Act Of 1934, https://www.reginfo.gov/public/do/eAgendaViewRule?pubId=202104&RIN=3235-AN03 Vol. 86, no. 154 Office of the Federal Register, National Archives and Records Administration 2021-08-13 continuing daily deposited born digital 1057 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2021-08-13 P0b002ee1afba0897 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr13au21 https://www.govinfo.gov/app/details/FR-2021-08-13 https://www.govinfo.gov/content/pkg/FR-2021-08-13/pdf/FR-2021-08-13.pdf https://www.govinfo.gov/content/pkg/FR-2021-08-13/xml/FR-2021-08-13.xml fdlp 44573 45619 DGPO 2021-08-13 2024-05-30 FR-2021-08-13 machine generated eng FR FR-2021-08-13 86 154