United States Government Publishing Office
publisher
pbl
distributor
dst
United States
National Archives and Records Administration
Office of the Federal Register
author
aut
Government Organization
text
government publication
eng
FR
Regulatory Information
2021_register
executive
2021-02-11
article
Exemptions From Swap Trade Execution Requirement
Rules and Regulations
D09002ee1bdb2952a
D09002ee1bdb2956e
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting a final rule (``Final Rule'') that establishes two exemptions from the statutory requirement to execute certain types of swaps on a swap execution facility (``SEF'') or a designated contract market (``DCM'') (this requirement, the ``trade execution requirement'').
86 FR 8993
https://www.govinfo.gov/app/details/FR-2021-02-11/2020-28943
2020-28943
fr11fe21-1
RIN 3038-AE25
6351-01-P
https://www.govinfo.gov/app/details/FR-2021-02-11/2020-28943
https://www.govinfo.gov/content/pkg/FR-2021-02-11/html/2020-28943.htm
https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2020-28943.pdf
Trade Execution Requirement
11 p.
8993
9003
86 FR 8993
Code of Federal Regulations
Title 17 Part 36
17 CFR Part 36
Regulation Identification Number 3038-AE25
RIN 3038-AE25
Exemptions From Swap Trade Execution Requirement; Federal Register Vol. 86, Issue
RULE
2020-28943
COMMODITY FUTURES TRADING COMMISSION
2021-03-15
6351-01-P
2020-28943
Final rule.
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting a final rule (``Final Rule'') that establishes two exemptions from the statutory requirement to execute certain types of swaps on a swap execution facility (``SEF'') or a designated contract market (``DCM'') (this requirement, the ``trade execution requirement'').
The Final Rule is effective on March 15, 2021.
Roger Smith, Associate Chief Counsel, Division of Market Oversight, (202) 418-5344, rsmith@cftc.gov, Commodity Futures Trading Commission, 525 West Monroe Street, Suite 1100, Chicago, IL 60661; or Michael Penick, Senior Economist, (202) 418-5279, mpenick@cftc.gov, Office of the Chief Economist, Commodity Futures Trading Commission, Three Lafayette Centre, 1151 21st Street NW, Washington, DC 20581.
Trade Execution Requirement
Exemptions from Swap Trade Execution Requirement,
mpenick@cftc.gov
rsmith@cftc.gov
https://www.cftc.gov/media/5276/votingdraft111820b/download
https://www.cftc.gov/PressRoom/PressReleases/8313-20
https://www.cftc.gov/PressRoom/SpeechesTestimony/behnamstatement062520b
https://www.cftc.gov/PressRoom/SpeechesTestimony/behnamstatement110518a
https://www.cftc.gov/PressRoom/SpeechesTestimony/berkovitzstatement110518a
https://www.cftc.gov/sites/default/files/idc/groups/public/@lrfederalregister/documents/file/2013-12242a.pdf
https://www.treasury.gov/resource-center/international/g7-g20/Documents/pittsburgh_summit_leaders_statement_250909.pdf
Federal Register
Vol. 86, no. 27
Office of the Federal Register, National Archives and Records Administration
2021-02-11
continuing
daily
deposited
born digital
268 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2021-02-11
P0b002ee1ab736413
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr11fe21
https://www.govinfo.gov/app/details/FR-2021-02-11
https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/FR-2021-02-11.pdf
https://www.govinfo.gov/content/pkg/FR-2021-02-11/xml/FR-2021-02-11.xml
fdlp
8993
9252
DGPO
2021-02-11
2023-04-27
FR-2021-02-11
machine generated
eng
FR
FR-2021-02-11
86
27