United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2019_register executive 2019-11-01 article Part VI Rules and Regulations D09002ee1c7b9beda D09002ee1c7b9c197 United States Federal Reserve System originator org United States Government Agency or Subagency United States Federal Deposit Insurance Corporation originator org United States Government Agency or Subagency The Board and the Corporation (together, the agencies) are jointly adopting this final rule implementing the resolution planning requirements of section 165(d) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act). This final rule is intended to reflect improvements identified since the agencies finalized their joint resolution plan rule in November 2011 (2011 rule) and to address amendments to the Dodd-Frank Act made by the Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA). Through this final rule, the Board is also establishing risk-based categories for determining the application of the resolution planning requirement to certain U.S. and foreign banking organizations, consistent with section 401 of EGRRCPA. The final rule also extends the default resolution plan filing cycle, allows for more focused resolution plan submissions, and improves certain aspects of the resolution planning rule. 84 FR 59194 https://www.govinfo.gov/app/details/FR-2019-11-01/2019-23967 2019-23967 fr01no19-8 RIN 7100-AF47 RIN 3064-AE93 6210-01-P 6714-01-P Regulation QQ Docket No. R-1660 https://www.govinfo.gov/app/details/FR-2019-11-01/2019-23967 https://www.govinfo.gov/content/pkg/FR-2019-11-01/html/2019-23967.htm https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23967.pdf Administrative Practice and Procedure Banks Banking Holding Companies Reporting and Recordkeeping Requirements Securities Resolution Plans 35 p. 59194 59228 84 FR 59194 Title 12 Part 243 12 CFR Part 243 Title 12 Part 381 12 CFR Part 381 RIN 7100-AF47 RIN 3064-AE93 Resolution Plans Required; Federal Register Vol. 84, Issue RULE 2019-23967 VI FEDERAL RESERVE SYSTEM FEDERAL DEPOSIT INSURANCE CORPORATION 2019-12-31 Regulation QQ Docket No. R-1660 6210-01-P 6714-01-P 2019-23967 Final rule.

The Board and the Corporation (together, the agencies) are jointly adopting this final rule implementing the resolution planning requirements of section 165(d) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act). This final rule is intended to reflect improvements identified since the agencies finalized their joint resolution plan rule in November 2011 (2011 rule) and to address amendments to the Dodd-Frank Act made by the Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA). Through this final rule, the Board is also establishing risk-based categories for determining the application of the resolution planning requirement to certain U.S. and foreign banking organizations, consistent with section 401 of EGRRCPA. The final rule also extends the default resolution plan filing cycle, allows for more focused resolution plan submissions, and improves certain aspects of the resolution planning rule.

This rule is effective December 31, 2019. Board: Mona Elliot, Deputy Associate Director, (202) 912-4688, Catherine Tilford, Assistant Director, (202) 452-5240, Kathryn Ballintine, Lead Financial Institution Policy Analyst, (202) 452-2555, or Tudor Rus, Lead Financial Institution Policy Analyst, (202) 475- 6359, Division of Supervision and Regulation; or Laurie Schaffer, Associate General Counsel, (202) 452-2272, Jay Schwarz, Special Counsel, (202) 452-2970, Steve Bowne, Senior Counsel, (202) 452-3900, or Sarah Podrygula, Attorney, (202) 912-4658, Legal Division, Board of Governors of the Federal Reserve System, 20th and C Streets NW, Washington, DC 20551. For users of Telecommunications Device for the Deaf (TDD), (202) 263-4869. Administrative Practice and Procedure Banks Banking Holding Companies Reporting and Recordkeeping Requirements Securities Resolution Plans Resolution Plans required , abarrage@fdic.gov cvangorder@fdic.gov dkessler@fdic.gov dwall@fdic.gov lquigley@fdic.gov rconnors@fdic.gov rrappa@fdic.gov https://www.bls.gov/oes/2017/may/oes_nat.htm https://www.fdic.gov/news/news/press/2016/pr16031a.pdf https://www.fdic.gov/news/news/press/2018/pr18006.html https://www.fdic.gov/news/news/press/2019/pr19069.html https://www.fdic.gov/resauthority/2018subguidance.pdf https://www.federalreserve.gov/aboutthefed/boardmeetings/files/tailoring-rule-fr-notice-20191010a2.pdf https://www.federalreserve.gov/newsevents/pressreleases/bcreg20180129a.htm https://www.federalreserve.gov/newsevents/pressreleases/bcreg20190726a.htm https://www.federalreserve.gov/newsevents/pressreleases/files/bcreg20170324a21.pdf www.sba.gov/document/support-table-size-standards Vol. 84, no. 212 Office of the Federal Register, National Archives and Records Administration 2019-11-01 continuing daily deposited born digital 699 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2019-11-01 P0b002ee1a36e7fdb 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr01no19 https://www.govinfo.gov/app/details/FR-2019-11-01 https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/FR-2019-11-01.pdf https://www.govinfo.gov/content/pkg/FR-2019-11-01/xml/FR-2019-11-01.xml fdlp 58595 59288 DGPO 2019-11-01 2024-05-30 FR-2019-11-01 machine generated eng FR FR-2019-11-01 84 212