United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2019_register executive 2019-01-31 article Rules and Regulations D09002ee1c7dc90f7 D09002ee1c7dc9312 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission is adopting amendments to Regulation A under the Securities Act of 1933 (the "Securities Act"). Regulation A provides an exemption from registration under the Securities Act for offerings of securities up to $50 million. As mandated by the Economic Growth, Regulatory Relief, and Consumer Protection Act (the "Economic Growth Act"), the amendments revise Regulation A to permit entities subject to the reporting requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934 (the "Exchange Act") to use the exemption and provide that entities meeting the reporting requirements of the Exchange Act will be deemed to have met the reporting requirements of Regulation A. The amendments also make conforming changes to Form 1-A. 84 FR 520 https://www.govinfo.gov/app/details/FR-2019-01-31/2018-27980 2018-27980 fr31ja19-6 RIN 3235-AM42 8011-01-P Release No. 33-10591 File No. S7-29-18 https://www.govinfo.gov/app/details/FR-2019-01-31/2018-27980 https://www.govinfo.gov/content/pkg/FR-2019-01-31/html/2018-27980.htm https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2018-27980.pdf Reporting and Recordkeeping Requirements Securities 10 p. 520 529 84 FR 520 Title 17 Part 230 17 CFR Part 230 Title 17 Part 239 17 CFR Part 239 RIN 3235-AM42 Conditional Small Issues Exemption Under the Securities Act of 1933 (Regulation A); Federal Register Vol. 84, Issue RULE 2018-27980 SECURITIES AND EXCHANGE COMMISSION 2019-01-31 Release No. 33-10591 File No. S7-29-18 8011-01-P 2018-27980 Final rule.

The Securities and Exchange Commission is adopting amendments to Regulation A under the Securities Act of 1933 (the "Securities Act"). Regulation A provides an exemption from registration under the Securities Act for offerings of securities up to $50 million. As mandated by the Economic Growth, Regulatory Relief, and Consumer Protection Act (the "Economic Growth Act"), the amendments revise Regulation A to permit entities subject to the reporting requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934 (the "Exchange Act") to use the exemption and provide that entities meeting the reporting requirements of the Exchange Act will be deemed to have met the reporting requirements of Regulation A. The amendments also make conforming changes to Form 1-A.

Effective date: January 31, 2019. Charlie Guidry, Staff Attorney, or Jennifer Zepralka, Office of Small Business Policy, Division of Corporation Finance, at (202) 551-3460. Reporting and Recordkeeping Requirements Securities Conditional Small Issues Exemption under the Securities Act , rule-comments@sec.gov http://www.sec.gov/rules/final.shtml https://www.sec.gov/corpfin/cf-manual/topic-16 https://www.sec.gov/files/access-to-capital-and-market-liquidity-study-2017.pdf https://www.sec.gov/forms https://www.sec.gov/rules/final.shtml Vol. 84, no. 21 Office of the Federal Register, National Archives and Records Administration 2019-01-31 continuing daily deposited born digital 457 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2019-01-31 P0b002ee19f127122 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr31ja19 https://www.govinfo.gov/app/details/FR-2019-01-31 https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/FR-2019-01-31.pdf https://www.govinfo.gov/content/pkg/FR-2019-01-31/xml/FR-2019-01-31.xml fdlp 511 957 DGPO 2019-01-31 2024-05-31 FR-2019-01-31 machine generated eng FR FR-2019-01-31 84 21