Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent

United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2018_register executive 2018-11-06 article Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent Notices D09002ee1c7e35f79 D09002ee1c7e35ffd United States Securities and Exchange Commission originator org United States Government Agency or Subagency 83 FR 38434 https://www.govinfo.gov/app/details/FR-2018-08-06/2018-16724 2018-16724 fr06au18-79 8011-01-P Release No. 34-83753 File No. SR-FINRA-2018-015 https://www.govinfo.gov/app/details/FR-2018-08-06/2018-16724 https://www.govinfo.gov/content/pkg/FR-2018-08-06/html/2018-16724.htm https://www.govinfo.gov/content/pkg/FR-2018-08-06/pdf/2018-16724.pdf 8 p. 38434 38441 83 FR 38434 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent; Federal Register Vol. 83, Issue NOTICE 2018-16724 SECURITIES AND EXCHANGE COMMISSION Release No. 34-83753 File No. SR-FINRA-2018-015 8011-01-P 2018-16724 Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. , http://www.finra.org/industry/notices/12-37 http://www.finra.org/industry/notices/12-51 http://www.sec.gov/comments/sr-finra-2011-058/finra2011058-13.pdf https://www.sec.gov/comments/sr-finra-2011-058/finra2011058.shtml https://www.sec.gov/comments/sr-finra-2018-015/finra2018015-4002848-167246.pdf https://www.sec.gov/comments/sr-finra-2018-015/finra2018015.htm https://www.sec.gov/files/otc_tiersizepilot_memo.pdf https://www.sec.gov/rules/sro/finra/2018/34-83129-ex3a.pdf Federal Register Vol. 83, no. 151 Office of the Federal Register, National Archives and Records Administration 2018-08-06 continuing daily deposited born digital 417 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2018-08-06 P0b002ee19da43aab 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr06au18 https://www.govinfo.gov/app/details/FR-2018-08-06 https://www.govinfo.gov/content/pkg/FR-2018-08-06/pdf/FR-2018-08-06.pdf https://www.govinfo.gov/content/pkg/FR-2018-08-06/xml/FR-2018-08-06.xml fdlp 38245 38655 DGPO 2018-11-06 2024-06-01 FR-2018-08-06 machine generated eng FR FR-2018-08-06 83 151