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FR
Regulatory Information
2018_register
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2018-11-06
article
Investment Company Liquidity Disclosure
Rules and Regulations
D09002ee1bdb8bc19
D09002ee1bdb8bc60
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
The Securities and Exchange Commission (``Commission'') is adopting amendments to its forms designed to improve the reporting and disclosure of liquidity information by registered open-end investment companies. The Commission is adopting a new requirement that funds disclose information about the operation and effectiveness of their liquidity risk management program in their reports to shareholders. The Commission in turn is rescinding the requirement in Form N-PORT under the Investment Company Act of 1940 that funds publicly disclose aggregate liquidity classification information about their portfolios. In addition, the Commission is adopting amendments to Form N-PORT that will allow funds classifying the liquidity of their investments pursuant to their liquidity risk management programs to report multiple liquidity classification categories for a single position under specified circumstances. The Commission also is adding a new requirement to Form N-PORT that funds and other registrants report their holdings of cash and cash equivalents.
83 FR 31859
https://www.govinfo.gov/app/details/FR-2018-07-10/2018-14366
2018-14366
fr10jy18-7
RIN 3235-AM30
8011-01-P
Release No. IC-33142
File No. S7-04-18
https://www.govinfo.gov/app/details/FR-2018-07-10/2018-14366
https://www.govinfo.gov/content/pkg/FR-2018-07-10/html/2018-14366.htm
https://www.govinfo.gov/content/pkg/FR-2018-07-10/pdf/2018-14366.pdf
Investment Companies
Reporting and Recordkeeping Requirements
Securities
19 p.
31859
31877
83 FR 31859
Code of Federal Regulations
Title 17 Part 274
17 CFR Part 274
Regulation Identification Number 3235-AM30
RIN 3235-AM30
Investment Company Liquidity Disclosure; Federal Register Vol. 83, Issue
RULE
2018-14366
SECURITIES AND EXCHANGE COMMISSION
2018-09-10
Release No. IC-33142
File No. S7-04-18
8011-01-P
2018-14366
Final rule.
The Securities and Exchange Commission (``Commission'') is adopting amendments to its forms designed to improve the reporting and disclosure of liquidity information by registered open-end investment companies. The Commission is adopting a new requirement that funds disclose information about the operation and effectiveness of their liquidity risk management program in their reports to shareholders. The Commission in turn is rescinding the requirement in Form N-PORT under the Investment Company Act of 1940 that funds publicly disclose aggregate liquidity classification information about their portfolios. In addition, the Commission is adopting amendments to Form N-PORT that will allow funds classifying the liquidity of their investments pursuant to their liquidity risk management programs to report multiple liquidity classification categories for a single position under specified circumstances. The Commission also is adding a new requirement to Form N-PORT that funds and other registrants report their holdings of cash and cash equivalents.
Effective Date: This rule is effective September 10, 2018.
Zeena Abdul-Rahman, Senior Counsel, or Thoreau Bartmann, Senior Special Counsel, at (202) 551-6792, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-8549.
Investment Companies
Reporting and Recordkeeping Requirements
Securities
Investment Company Liquidity Disclosure
,
IM-Liquidity@sec.gov
https://www.gao.gov/assets/680/675810.pdf
https://www.ici.org/pdf/2018_factbook.pdf
https://www.sec.gov/comments/s7-04-18/s70418.htm
https://www.sec.gov/investment/investment-company-liquidity-risk-management-programs-faq
https://www.treasury.gov/press-center/press-releases/Documents/A-Financial-System-That-Creates-Economic-Opportunities-Asset_Management-Insurance.pdf
Federal Register
Vol. 83, no. 132
Office of the Federal Register, National Archives and Records Administration
2018-07-10
continuing
daily
deposited
born digital
229 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2018-07-10
P0b002ee19da426ea
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr10jy18
https://www.govinfo.gov/app/details/FR-2018-07-10
https://www.govinfo.gov/content/pkg/FR-2018-07-10/pdf/FR-2018-07-10.pdf
https://www.govinfo.gov/content/pkg/FR-2018-07-10/xml/FR-2018-07-10.xml
fdlp
31841
32060
DGPO
2018-11-06
2023-04-28
FR-2018-07-10
machine generated
eng
FR
FR-2018-07-10
83
132