United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2018_register executive 2018-11-02 article Proposed Rules D09002ee1c7e62d0d D09002ee1c7e62f20 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission ("Commission") is seeking public comment from individual investors and other interested parties on enhancing disclosures by mutual funds, exchange-traded funds ("ETFs"), and other types of investment funds to improve the investor experience and to help investors make more informed investment decisions. Specifically, we are seeking comment to learn how investors, like you, use these disclosures and how you believe funds can improve disclosures to help you make investment decisions. We are particularly interested in your input on the delivery, design, and content of fund disclosures. In addition to or in place of responses to questions in this release, investors seeking to comment on the investor experience and improving fund disclosure may want to submit a short Feedback Flier on Improving Fund Disclosure. 83 FR 26891 https://www.govinfo.gov/app/details/FR-2018-06-11/2018-12408 2018-12408 fr11jn18-22 RIN 3235-AM28 8011-01-P Release No. 33-10503 34-83376 IC-33113 File No. S7-12-18 https://www.govinfo.gov/app/details/FR-2018-06-11/2018-12408 https://www.govinfo.gov/content/pkg/FR-2018-06-11/html/2018-12408.htm https://www.govinfo.gov/content/pkg/FR-2018-06-11/pdf/2018-12408.pdf 22 p. 26891 26912 83 FR 26891 Title 17 Part 210 17 CFR Part 210 Title 17 Part 229 17 CFR Part 229 Title 17 Part 230 17 CFR Part 230 Title 17 Part 232 17 CFR Part 232 Title 17 Part 240 17 CFR Part 240 Title 17 Part 270 17 CFR Part 270 Title 17 Part 274 17 CFR Part 274 RIN 3235-AM28 Request for Comment on Fund Retail Investor Experience and Disclosure; Federal Register Vol. 83, Issue PRORULE 2018-12408 SECURITIES AND EXCHANGE COMMISSION 2018-10-31 Release No. 33-10503 34-83376 IC-33113 File No. S7-12-18 8011-01-P 2018-12408 Request for comment.

The Securities and Exchange Commission ("Commission") is seeking public comment from individual investors and other interested parties on enhancing disclosures by mutual funds, exchange-traded funds ("ETFs"), and other types of investment funds to improve the investor experience and to help investors make more informed investment decisions. Specifically, we are seeking comment to learn how investors, like you, use these disclosures and how you believe funds can improve disclosures to help you make investment decisions. We are particularly interested in your input on the delivery, design, and content of fund disclosures. In addition to or in place of responses to questions in this release, investors seeking to comment on the investor experience and improving fund disclosure may want to submit a short Feedback Flier on Improving Fund Disclosure.

Comments should be received on or before October 31, 2018. Michael Kosoff, Senior Special Counsel; or Angela Mokodean, Senior Counsel, at (202) 551-6921, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-8626. Requests for Comments: Fund Retail Investor Experience and Disclosure , rule-comments@sec.gov http://assets.pewresearch.org/wp-content/uploads/sites/13/2016/07/07104931/PJ_2016.07.07_Modern-News-Consumer_FINAL.pdf http://ccmr-ocrmc.ca/wp-content/uploads/81-101_ni_f3_en.pdf http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2010:176:0001:0015:en:PDF http://www.osc.gov.on.ca/documents/en/Securities-Category8/ni_20130613_81-101_implementation-state-2-pos.pdf#page=51 https://tools.finra.org/fund_analyzer/ https://www.cia.gov/library/publications/resources/the-world-factbook/ https://www.esma.europa.eu/sites/default/files/library/2015/11/10_794.pdf#page=5 https://www.ici.org/pdf/2018_factbook.pdf https://www.ici.org/pdf/per23-07.pdf https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-bulletin-suggestions-how-individual https://www.investor.gov/sites/default/files/mutual-funds.pdf https://www.reginfo.gov/public/do/eAgendaMain?operation=OPERATION_GET_AGENCY_RULE_LIST&currentPub=true&agencyCd=3235&Image58.x=58&Image58.y https://www.sec.gov/dera/data/mutual-fund-prospectus-risk-return-summary-data-sets https://www.sec.gov/divisions/investment/guidance/ici073010.pdf https://www.sec.gov/news/pressrelease/2017-59.html https://www.sec.gov/rules/final/2009/33-8998.pdf https://www.sec.gov/rules/final/33-8591fr.pdf https://www.sec.gov/rules/other.shtml https://www.sec.gov/rules/proposed/2008/34-58264.pdf https://www.sec.gov/spotlight/investor-advisory-committee-2012/iac-041416-recommendation-investor-as-purchaser Investor.gov www.Investor.gov www.sec.gov Vol. 83, no. 112 Office of the Federal Register, National Archives and Records Administration 2018-06-11 continuing daily deposited born digital 464 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2018-06-11 P0b002ee19d998912 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr11jn18 https://www.govinfo.gov/app/details/FR-2018-06-11 https://www.govinfo.gov/content/pkg/FR-2018-06-11/pdf/FR-2018-06-11.pdf https://www.govinfo.gov/content/pkg/FR-2018-06-11/xml/FR-2018-06-11.xml fdlp 26833 27286 DGPO 2018-11-02 2024-06-01 FR-2018-06-11 machine generated eng FR FR-2018-06-11 83 112