United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2018_register executive 2018-05-12 article Rules and Regulations D09002ee1c7e78087 D09002ee1c7e78182 United States Securities and Exchange Commission originator org United States Government Agency or Subagency We are adopting revisions to forms filed under the Securities Exchange Act of 1934 ("Exchange Act") to eliminate the portion of those forms that requests filers to furnish certain personally identifiable information ("PII") of natural persons, including Social Security numbers. 83 FR 22190 https://www.govinfo.gov/app/details/FR-2018-05-14/2018-10227 2018-10227 fr14my18-2 RIN 3235-AM37 8011-01-P Release Nos. 33-10486 34-83097 IC-33077 https://www.govinfo.gov/app/details/FR-2018-05-14/2018-10227 https://www.govinfo.gov/content/pkg/FR-2018-05-14/html/2018-10227.htm https://www.govinfo.gov/content/pkg/FR-2018-05-14/pdf/2018-10227.pdf Incorporation by Reference Reporting and Recordkeeping Requirements Securities 4 p. 22190 22193 83 FR 22190 Title 17 Part 232 17 CFR Part 232 Title 17 Part 249 17 CFR Part 249 RIN 3235-AM37 Amendments to Forms and Schedules To Remove Provision of Certain Personally Identifiable Information; Federal Register Vol. 83, Issue RULE 2018-10227 SECURITIES AND EXCHANGE COMMISSION 2018-05-14 Release Nos. 33-10486 34-83097 IC-33077 8011-01-P 2018-10227 Final rule.

We are adopting revisions to forms filed under the Securities Exchange Act of 1934 ("Exchange Act") to eliminate the portion of those forms that requests filers to furnish certain personally identifiable information ("PII") of natural persons, including Social Security numbers.

Effective May 14, 2018. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of May 14, 2018. With regard to the amendments to Form Funding Portal and Schedule A to Form MSD, Timothy White, Senior Special Counsel, and Brice Prince, Special Counsel, at (202) 551-5550, Division of Trading and Markets, and with regard to the amendments to Form MA and Form MA-I and Instructions for the Form MA Series, Rebecca J. Olsen, Acting Director, or Ahmed A. Abonamah, Senior Counsel to the Director, at (202) 551-5680, Office of Municipal Securities, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. Incorporation by Reference Reporting and Recordkeeping Requirements Securities Removal of Provision of Certain Personally Identifiable Information from Forms and Schedules , https://www.archives.gov/federal-register/cfr/ibr-locations.html https://www.sec.gov/info/edgar/edmanuals.htm Vol. 83, no. 93 Office of the Federal Register, National Archives and Records Administration 2018-05-14 continuing daily deposited born digital 178 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2018-05-14 P0b002ee19a3fe3ac 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr14my18 https://www.govinfo.gov/app/details/FR-2018-05-14 https://www.govinfo.gov/content/pkg/FR-2018-05-14/pdf/FR-2018-05-14.pdf https://www.govinfo.gov/content/pkg/FR-2018-05-14/xml/FR-2018-05-14.xml fdlp 22177 22345 DGPO 2018-05-12 2024-06-01 FR-2018-05-14 machine generated eng FR FR-2018-05-14 83 93