United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2017_register executive 2018-11-08 article Rules and Regulations D09002ee1c7f18412 D09002ee1c7f184a9 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission (the "Commission") is amending the recordkeeping obligations set forth in Commission regulations along with corresponding technical changes to certain provisions regarding retention of oral communications and record retention requirements applicable to swap dealers and major swap participants, respectively. The amendments modernize and make technology neutral the form and manner in which regulatory records must be kept, as well as rationalize the rule text for ease of understanding for those persons required to keep records pursuant to the Commodity Exchange Act (the "CEA" or "Act") and regulations promulgated by the Commission thereunder. The amendments do not alter any existing requirements regarding the types of regulatory records to be inspected, produced, and maintained set forth in other Commission regulations. 82 FR 24479 https://www.govinfo.gov/app/details/FR-2017-05-30/2017-11014 2017-11014 fr30my17-9 RIN 3038-AE36 6351-01-P https://www.govinfo.gov/app/details/FR-2017-05-30/2017-11014 https://www.govinfo.gov/content/pkg/FR-2017-05-30/html/2017-11014.htm https://www.govinfo.gov/content/pkg/FR-2017-05-30/pdf/2017-11014.pdf Commodity Futures Reporting and Recordkeeping Requirements Authority Delegations (Government Agencies) 9 p. 24479 24487 82 FR 24479 Title 17 Part 1 17 CFR Part 1 Title 17 Part 23 17 CFR Part 23 RIN 3038-AE36 Recordkeeping; Federal Register Vol. 82, Issue RULE 2017-11014 COMMODITY FUTURES TRADING COMMISSION 2017-08-28 6351-01-P 2017-11014 Final rule.

The Commodity Futures Trading Commission (the "Commission") is amending the recordkeeping obligations set forth in Commission regulations along with corresponding technical changes to certain provisions regarding retention of oral communications and record retention requirements applicable to swap dealers and major swap participants, respectively. The amendments modernize and make technology neutral the form and manner in which regulatory records must be kept, as well as rationalize the rule text for ease of understanding for those persons required to keep records pursuant to the Commodity Exchange Act (the "CEA" or "Act") and regulations promulgated by the Commission thereunder. The amendments do not alter any existing requirements regarding the types of regulatory records to be inspected, produced, and maintained set forth in other Commission regulations.

The effective date for this final rule is August 28, 2017. Eileen T. Flaherty, Director, (202) 418-5326, eflaherty@cftc.gov; Frank Fisanich, Chief Counsel, (202) 418- 5949, ffisanich@cftc.gov; Andrew Chapin, Associate Chief Counsel, (202) 418-5465, achapin@cftc.gov; Katherine Driscoll, Associate Chief Counsel, (202) 418-5544, kdriscoll@cftc.gov; C. Barry McCarty, Special Counsel, (202) 418-6627, cmccarty@cftc.gov; or Jacob Chachkin, Special Counsel, (202) 418-5496, jchachkin@cftc.gov, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission, 1155 21st Street NW., Washington, DC 20581. Commodity Futures Reporting and Recordkeeping Requirements Authority Delegations (Government Agencies) Recordkeeping , achapin@cftc.gov cmccarty@cftc.gov eflaherty@cftc.gov ffisanich@cftc.gov jchachkin@cftc.gov kdriscoll@cftc.gov http://www.cftc.gov/idc/groups/public/@lrenforcementactions/documents/file/enfdatadeliverystandards052716.pdf https://comments.cftc.gov/PublicComments/CommentList.aspx?id=1774 https://www.justice.gov/atr/case-document/file/494686/download https://www.sec.gov/divisions/enforce/datadeliverystandards.pdf https://www.treasury.gov/resource-center/sanctions/OFAC-Enforcement/Documents/ofac_data_delivery.pdf Vol. 82, no. 102 Office of the Federal Register, National Archives and Records Administration 2017-05-30 continuing daily deposited born digital 377 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2017-05-30 P0b002ee19dab580a 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr30my17 https://www.govinfo.gov/app/details/FR-2017-05-30 https://www.govinfo.gov/content/pkg/FR-2017-05-30/pdf/FR-2017-05-30.pdf https://www.govinfo.gov/content/pkg/FR-2017-05-30/xml/FR-2017-05-30.xml fdlp 24455 24821 DGPO 2018-11-08 2024-06-01 FR-2017-05-30 machine generated eng FR FR-2017-05-30 82 102