United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2017_register executive 2017-02-15 article Rules and Regulations D09002ee1c7f2af4e D09002ee1c7f2b2aa United States Securities and Exchange Commission originator org United States Government Agency or Subagency We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as "securities" under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be February 11, 2018. 82 FR 10703 https://www.govinfo.gov/app/details/FR-2017-02-15/2017-03121 2017-03121 fr15fe17-2 RIN 3235-AL17 8011-01-P Release Nos. 33-10305 34-80023 39-2515 File No. S7-26-11 https://www.govinfo.gov/app/details/FR-2017-02-15/2017-03121 https://www.govinfo.gov/content/pkg/FR-2017-02-15/html/2017-03121.htm https://www.govinfo.gov/content/pkg/FR-2017-02-15/pdf/2017-03121.pdf Reporting and Recordkeeping Requirements Securities 5 p. 10703 10707 82 FR 10703 Title 17 Part 230 17 CFR Part 230 Title 17 Part 240 17 CFR Part 240 Title 17 Part 260 17 CFR Part 260 RIN 3235-AL17 Exemptions for Security-Based Swaps; Federal Register Vol. 82, Issue RULE 2017-03121 SECURITIES AND EXCHANGE COMMISSION 2017-02-15 Release Nos. 33-10305 34-80023 39-2515 File No. S7-26-11 8011-01-P 2017-03121 Interim final rule.

We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as "securities" under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be February 11, 2018.

The amendments are effective February 15, 2017. See Section I of the SUPPLEMENTARY INFORMATION concerning amendment of expiration dates in the interim final rules. Andrew Schoeffler, Special Counsel, Office of Capital Markets Trends, Division of Corporation Finance, at (202) 551-3860, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628. Reporting and Recordkeeping Requirements Securities Exemptions for Security-Based Swaps , Vol. 82, no. 30 Office of the Federal Register, National Archives and Records Administration 2017-02-15 continuing daily deposited born digital 164 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2017-02-15 P0b002ee193b1e1c2 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr15fe17 https://www.govinfo.gov/app/details/FR-2017-02-15 https://www.govinfo.gov/content/pkg/FR-2017-02-15/pdf/FR-2017-02-15.pdf https://www.govinfo.gov/content/pkg/FR-2017-02-15/xml/FR-2017-02-15.xml fdlp 10701 10854 DGPO 2017-02-15 2024-06-01 FR-2017-02-15 machine generated eng FR FR-2017-02-15 82 30