United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2016_register executive 2016-11-23 article Rules and Regulations D09002ee1c7f3289b D09002ee1c7f32926 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission (Commission or CFTC) is amending certain of its regulations applicable to the financial reports that each person registered or required to be registered as a commodity pool operator (CPO) must provide for each commodity pool that it operates. These amendments: Permit the use of additional alternative generally accepted accounting principles, standards or practices; provide relief from the Annual Report audit requirement under certain circumstances; and make clear that an audited Annual Report must be distributed and submitted at least once during the life of a pool. 81 FR 85147 https://www.govinfo.gov/app/details/FR-2016-11-25/2016-28388 2016-28388 fr25no16-17 RIN 3038-AE47 6351-01-P https://www.govinfo.gov/app/details/FR-2016-11-25/2016-28388 https://www.govinfo.gov/content/pkg/FR-2016-11-25/html/2016-28388.htm https://www.govinfo.gov/content/pkg/FR-2016-11-25/pdf/2016-28388.pdf Advertising Brokers Commodity Futures Commodity Pool Operators Commodity Trading Advisors Consumer Protection Reporting and Recordkeeping Requirements 10 p. 85147 85156 81 FR 85147 Title 17 Part 4 17 CFR Part 4 RIN 3038-AE47 Commodity Pool Operator Financial Reports; Federal Register Vol. 81, Issue RULE 2016-28388 COMMODITY FUTURES TRADING COMMISSION 2016-12-27 6351-01-P 2016-28388 Final rules.

The Commodity Futures Trading Commission (Commission or CFTC) is amending certain of its regulations applicable to the financial reports that each person registered or required to be registered as a commodity pool operator (CPO) must provide for each commodity pool that it operates. These amendments: Permit the use of additional alternative generally accepted accounting principles, standards or practices; provide relief from the Annual Report audit requirement under certain circumstances; and make clear that an audited Annual Report must be distributed and submitted at least once during the life of a pool.

Effective December 27, 2016. Christopher W. Cummings, Special Counsel, 202-418-5445, ccummings@cftc.gov, or Barbara S. Gold, Associate Director, 202-418-5441, bgold@cftc.gov, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st NW., Washington, DC 20581. Advertising Brokers Commodity Futures Commodity Pool Operators Commodity Trading Advisors Consumer Protection Reporting and Recordkeeping Requirements Commodity Pool Operator Financial Reports , bgold@cftc.gov ccummings@cftc.gov http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1725 http://www.cftc.gov Vol. 81, no. 227 Office of the Federal Register, National Archives and Records Administration 2016-11-25 continuing daily deposited born digital 306 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2016-11-25 P0b002ee192a26a7d 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr25no16 https://www.govinfo.gov/app/details/FR-2016-11-25 https://www.govinfo.gov/content/pkg/FR-2016-11-25/pdf/FR-2016-11-25.pdf https://www.govinfo.gov/content/pkg/FR-2016-11-25/xml/FR-2016-11-25.xml fdlp 85105 85399 DGPO 2016-11-23 2024-06-01 FR-2016-11-25 machine generated eng FR FR-2016-11-25 81 227