United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2016_register executive 2016-11-16 article Rules and Regulations D09002ee1c7f33183 D09002ee1c7f3325e United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending its regulations regarding the timing for furnishing to the Commission the chief compliance officer ("CCO") annual reports of futures commission merchants ("FCMs"), swap dealers ("SDs"), and major swap participants ("MSPs") (collectively, "Registrants"). The Commission is also amending its regulations by delegating to the Director of the Division of Swap Dealer and Intermediary Oversight ("DSIO") authority to grant extensions to the CCO annual report filing deadline. 81 FR 80563 https://www.govinfo.gov/app/details/FR-2016-11-16/2016-27525 2016-27525 fr16no16-1 RIN 3038-AE49 6351-01-P https://www.govinfo.gov/app/details/FR-2016-11-16/2016-27525 https://www.govinfo.gov/content/pkg/FR-2016-11-16/html/2016-27525.htm https://www.govinfo.gov/content/pkg/FR-2016-11-16/pdf/2016-27525.pdf Administrative Practice and Procedure Brokers Commodity Futures Major Swap Participants Reporting and Recordkeeping Requirements Swap Dealers 5 p. 80563 80567 81 FR 80563 Title 17 Part 3 17 CFR Part 3 RIN 3038-AE49 Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates; Federal Register Vol. 81, Issue RULE 2016-27525 COMMODITY FUTURES TRADING COMMISSION 2016-11-16 6351-01-P 2016-27525 Final rule.

The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending its regulations regarding the timing for furnishing to the Commission the chief compliance officer ("CCO") annual reports of futures commission merchants ("FCMs"), swap dealers ("SDs"), and major swap participants ("MSPs") (collectively, "Registrants"). The Commission is also amending its regulations by delegating to the Director of the Division of Swap Dealer and Intermediary Oversight ("DSIO") authority to grant extensions to the CCO annual report filing deadline.

This rule will become effective November 16, 2016. Eileen T. Flaherty, Director, 202-418- 5326, eflaherty@cftc.gov; Erik Remmler, Deputy Director, 202-418-7630, eremmler@cftc.gov; Laura Gardy, Associate Director, 202-418-7645, lgardy@cftc.gov; or Pamela M. Geraghty, Special Counsel, 202-418-5634, pgeraghty@cftc.gov, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581. Administrative Practice and Procedure Brokers Commodity Futures Major Swap Participants Reporting and Recordkeeping Requirements Swap Dealers Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants: Filing Dates , eflaherty@cftc.gov eremmler@cftc.gov lgardy@cftc.gov pgeraghty@cftc.gov http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1729 http://www.cftc.gov/idc/groups/public/@lrlettergeneral/documents/letter/15-15.pdf Vol. 81, no. 221 Office of the Federal Register, National Archives and Records Administration 2016-11-16 continuing daily deposited born digital 435 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2016-11-16 P0b002ee192594bf2 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr16no16 https://www.govinfo.gov/app/details/FR-2016-11-16 https://www.govinfo.gov/content/pkg/FR-2016-11-16/pdf/FR-2016-11-16.pdf https://www.govinfo.gov/content/pkg/FR-2016-11-16/xml/FR-2016-11-16.xml fdlp 80563 80988 DGPO 2016-11-16 2024-06-01 FR-2016-11-16 machine generated eng FR FR-2016-11-16 81 221