United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2016_register executive 2016-10-19 article Notices D09002ee1c7f34c78 D09002ee1c7f34cfc United States Securities and Exchange Commission originator org United States Government Agency or Subagency 81 FR 72127 https://www.govinfo.gov/app/details/FR-2016-10-19/2016-25239 2016-25239 fr19oc16-74 8011-01-P Investment Company Act Release No. 32317 812-14508 https://www.govinfo.gov/app/details/FR-2016-10-19/2016-25239 https://www.govinfo.gov/content/pkg/FR-2016-10-19/html/2016-25239.htm https://www.govinfo.gov/content/pkg/FR-2016-10-19/pdf/2016-25239.pdf 2 p. 72127 72128 81 FR 72127 ETF Managers Group, LLC and ETF Managers Trust; Notice of Application; Federal Register Vol. 81, Issue NOTICE 2016-25239 SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 32317 812-14508 8011-01-P 2016-25239 Notice of an application under section 6(c) of the Investment Company Act of 1940 ("Act") for an exemption from section 15(a) of the Act and rule 18f-2 under the Act, as well as from certain disclosure requirements in rule 20a-1 under the Act, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A under the Securities Exchange Act of 1934, and Sections 6-07(2)(a), (b), and (c) of Regulation S-X ("Disclosure Requirements"). The requested exemption would permit an investment adviser to hire and replace certain sub-advisers without shareholder approval and grant relief from the Disclosure Requirements as they relate to fees paid to the sub-advisers. Filing Dates: The application was filed July 1, 2014, and amended on July 1, 2016. Judy T. Lee, Senior Special Counsel, at (202) 551-6259, or Sara Crovitz, Assistant Chief Counsel, at (202) 551-6862 (Division of Investment Management, Chief Counsel's Office). Applications: ETF Managers Group, LLC; ETF Managers Trust , http://www.sec.gov/search/search.htm Vol. 81, no. 202 Office of the Federal Register, National Archives and Records Administration 2016-10-19 continuing daily deposited born digital 513 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2016-10-19 P0b002ee191c4b5e3 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr19oc16 https://www.govinfo.gov/app/details/FR-2016-10-19 https://www.govinfo.gov/content/pkg/FR-2016-10-19/pdf/FR-2016-10-19.pdf https://www.govinfo.gov/content/pkg/FR-2016-10-19/xml/FR-2016-10-19.xml fdlp 71977 72480 DGPO 2016-10-19 2024-06-01 FR-2016-10-19 machine generated eng FR FR-2016-10-19 81 202