United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2016_register executive 2016-10-13 article Notices D09002ee1c7f35410 D09002ee1c7f354d6 United States Securities and Exchange Commission originator org United States Government Agency or Subagency 81 FR 71122 https://www.govinfo.gov/app/details/FR-2016-10-14/2016-24841 2016-24841 fr14oc16-104 8011-01-P Investment Company Act Release No. 32308 File No. 812-14628 https://www.govinfo.gov/app/details/FR-2016-10-14/2016-24841 https://www.govinfo.gov/content/pkg/FR-2016-10-14/html/2016-24841.htm https://www.govinfo.gov/content/pkg/FR-2016-10-14/pdf/2016-24841.pdf 2 p. 71122 71123 81 FR 71122 Destra Capital Advisors LLC, et al.; Notice of Application; Federal Register Vol. 81, Issue NOTICE 2016-24841 SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 32308 File No. 812-14628 8011-01-P 2016-24841 Notice of an application for an order under section 12(d)(1)(J) of the Investment Company Act of 1940 (the "Act") for an exemption from sections 12(d)(1)(A), (B), and (C) of the Act and under sections 6(c) and 17(b) of the Act for an exemption from section 17(a) of the Act. The requested order would permit certain registered open-end investment companies to acquire shares of certain registered open-end investment companies, registered closed-end investment companies, business development companies, as defined in section 2(a)(48) of the Act ("BDCs"), and registered unit investment trusts (collectively, "Underlying Funds") that are within and outside the same group of investment companies as the acquiring investment companies, in excess of the limits in section 12(d)(1) of the Act. Filing Dates: The application was filed on March 18, 2016 and amended on July 29, 2016. Laura J. Riegel, Senior Counsel, at (202) 551-3038, or Mary Kay Frech, Branch Chief, at (202) 551-6821 (Division of Investment Management, Chief Counsel's Office). Applications: Destra Capital Advisors LLC, et al. , http://www.sec.gov/search/search.htm Vol. 81, no. 199 Office of the Federal Register, National Archives and Records Administration 2016-10-14 continuing daily deposited born digital 409 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2016-10-14 P0b002ee191accd0b 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr14oc16 https://www.govinfo.gov/app/details/FR-2016-10-14 https://www.govinfo.gov/content/pkg/FR-2016-10-14/pdf/FR-2016-10-14.pdf https://www.govinfo.gov/content/pkg/FR-2016-10-14/xml/FR-2016-10-14.xml fdlp 70923 71323 DGPO 2016-10-13 2024-06-01 FR-2016-10-14 machine generated eng FR FR-2016-10-14 81 199