United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2016_register executive 2016-09-17 article Part III Rules and Regulations D09002ee1c7f3d6a6 D09002ee1c7f3d8f9 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission ("Commission") is adopting enhanced requirements for testing by a derivatives clearing organization ("DCO") of its system safeguards, as well as additional amendments to reorder and renumber certain paragraphs within the regulations and make other minor changes to improve the clarity of the rule text. 81 FR 64322 https://www.govinfo.gov/app/details/FR-2016-09-19/2016-22413 2016-22413 fr19se16-14 RIN 3038-AE29 6351-01-P https://www.govinfo.gov/app/details/FR-2016-09-19/2016-22413 https://www.govinfo.gov/content/pkg/FR-2016-09-19/html/2016-22413.htm https://www.govinfo.gov/content/pkg/FR-2016-09-19/pdf/2016-22413.pdf Commodity Futures Reporting and Recordkeeping Requirements System Safeguards 19 p. 64322 64340 81 FR 64322 Title 17 Part 39 17 CFR Part 39 RIN 3038-AE29 System Safeguards Testing Requirements for Derivatives Clearing Organizations; Federal Register Vol. 81, Issue RULE 2016-22413 III COMMODITY FUTURES TRADING COMMISSION 2016-09-19 6351-01-P 2016-22413 Final rule.

The Commodity Futures Trading Commission ("Commission") is adopting enhanced requirements for testing by a derivatives clearing organization ("DCO") of its system safeguards, as well as additional amendments to reorder and renumber certain paragraphs within the regulations and make other minor changes to improve the clarity of the rule text.

Effective date: This rule is effective September 19, 2016. Eileen A. Donovan, Deputy Director, 202-418-5096, edonovan@cftc.gov, Division of Clearing and Risk, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581; or Julie A. Mohr, Deputy Director, (312) 596-0568, jmohr@cftc.gov; Tad Polley, Associate Director, (312) 596-0551, tpolley@cftc.gov; or Scott Sloan, Attorney-Advisor, (312) 596-0708, ssloan@cftc.gov, Division of Clearing and Risk, Commodity Futures Trading Commission, 525 West Monroe Street, Chicago, Illinois 60661. Commodity Futures Reporting and Recordkeeping Requirements System Safeguards System Safeguards Testing Requirements for Derivatives Clearing Organizations , edonovan@cftc.gov jmohr@cftc.gov ssloan@cftc.gov tpolley@cftc.gov http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1649 http://comments.cftc.gov/PublicComments/ViewComment.aspx?id=60657&SearchText http://csrc.nist.gov/publications/nistpubs/800-115/SP800-115.pdf http://csrc.nist.gov/publications/nistpubs/800-39/SP800-39-final.pdf http://ithandbook.ffiec.gov/ITBooklets/FFIEC_ITBooklet_E-Banking.pdf http://ithandbook.ffiec.gov/ITBooklets/FFIEC_ITBooklet_InformationSecurity.pdf http://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-53Ar4.pdf http://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-53r4.pdf http://www.cftc.gov/PressRoom/SpeechesTestimony/bowenstatement121615b http://www.nist.gov/cyberframework/upload/cybersecurity-framework-021214.pdf http://www.reginfo.gov/public/do/PRAOMBHistory?ombControlNumber=3038-0076 https://www.finra.org/sites/default/files/p602363%20Report%20on%20Cybersecurity%20Practices_0.pdf https://www.iosco.org/library/pubdocs/pdf/IOSCOPD535.pdf https://www.pcisecuritystandards.org/documents/PCI_DSS_v3-2.pdf Vol. 81, no. 181 Office of the Federal Register, National Archives and Records Administration 2016-09-19 continuing daily deposited born digital 305 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2016-09-19 P0b002ee19137043f 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr19se16 https://www.govinfo.gov/app/details/FR-2016-09-19 https://www.govinfo.gov/content/pkg/FR-2016-09-19/pdf/FR-2016-09-19.pdf https://www.govinfo.gov/content/pkg/FR-2016-09-19/xml/FR-2016-09-19.xml fdlp 64049 64343 DGPO 2016-09-17 2024-06-01 FR-2016-09-19 machine generated eng FR FR-2016-09-19 81 181