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2018-02-09
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Access to Data Obtained by Security-Based Swap Data Repositories
Rules and Regulations
D09002ee1bdc15255
D09002ee1bdc152d0
United States
Securities and Exchange Commission
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org
United States Government Agency or Subagency
Pursuant to section 763(i) of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is adopting amendments to rule 13n-4 under the Securities Exchange Act of 1934 (``Exchange Act'') related to regulatory access to security-based swap data held by security-based swap data repositories. The rule amendments would implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities.
81 FR 60585
https://www.govinfo.gov/app/details/FR-2016-09-02/2016-21137
2016-21137
fr02se16-3
RIN 3235-AL74
8011-01-P
Release No. 34-78716
File No. S7-15-15
https://www.govinfo.gov/app/details/FR-2016-09-02/2016-21137
https://www.govinfo.gov/content/pkg/FR-2016-09-02/html/2016-21137.htm
https://www.govinfo.gov/content/pkg/FR-2016-09-02/pdf/2016-21137.pdf
Confidential Business Information
Reporting and Recordkeeping Requirements
Securities
24 p.
60585
60608
81 FR 60585
Code of Federal Regulations
Title 17 Part 240
17 CFR Part 240
Regulation Identification Number 3235-AL74
RIN 3235-AL74
Access to Data Obtained by Security-Based Swap Data Repositories; Federal Register Vol. 81, Issue
RULE
2016-21137
SECURITIES AND EXCHANGE COMMISSION
2016-11-01
Release No. 34-78716
File No. S7-15-15
8011-01-P
2016-21137
Final rule.
Pursuant to section 763(i) of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is adopting amendments to rule 13n-4 under the Securities Exchange Act of 1934 (``Exchange Act'') related to regulatory access to security-based swap data held by security-based swap data repositories. The rule amendments would implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities.
Effective November 1, 2016.
Carol McGee, Assistant Director, Joshua Kans, Senior Special Counsel, or Kateryna Imus, Special Counsel, at (202) 551-5870; Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-7010.
Confidential Business Information
Reporting and Recordkeeping Requirements
Securities
Access to Data Obtained by Security-Based Swap Data Repositories
,
http://stats.bis.org/statx/toc/DER.html
http://www.brookings.edu/∼/media/research/files/papers/2010/4/07%20derivatives%20litan/0407_derivatives_litan.pdf
http://www.fsb.org/wp-content/uploads/OTC-Derivatives-10th-Progress-Report.pdf
http://www.ft.com/intl/cms/s/0/f49f635c-8081-11df-be5a-00144feabdc0.html
http://www.g20.utoronto.ca/2009/2009communique0925.html
http://www.gao.gov/new.items/d09397t.pdf
http://www.sec.gov/about/offices/oia/oia_cooparrangements.shtml
http://www.sec.gov/comments/s7-15-15/s71515.shtml
http://www2.isda.org/functional-areas/research/surveys/operations-benchmarking-surveys
https://www.esma.europa.eu/supervision/trade-repositories/list-registered-trade-repositories
https://www.newyorkfed.org/medialibrary/media/newsevents/news/markets/2006/industryletter2.pdf
Federal Register
Vol. 81, no. 171
Office of the Federal Register, National Archives and Records Administration
2016-09-02
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524 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2016-09-02
P0b002ee1985ecf51
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr02se16
https://www.govinfo.gov/app/details/FR-2016-09-02
https://www.govinfo.gov/content/pkg/FR-2016-09-02/pdf/FR-2016-09-02.pdf
https://www.govinfo.gov/content/pkg/FR-2016-09-02/xml/FR-2016-09-02.xml
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60581
61098
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2018-02-09
2023-04-29
FR-2016-09-02
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FR
FR-2016-09-02
81
171