United States Government Publishing Office
publisher
pbl
distributor
dst
United States
National Archives and Records Administration
Office of the Federal Register
author
aut
Government Organization
text
government publication
eng
FR
Regulatory Information
2016_register
executive
2018-02-08
article
Disclosure of Payments by Resource Extraction Issuers
Part II
Rules and Regulations
D09002ee1bdc16b71
D09002ee1bdc16c3d
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
We are adopting Rule 13q-1 and an amendment to Form SD to implement Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the disclosure of payments by resource extraction issuers. Rule 13q-1 was initially adopted by the Commission on August 22, 2012, but it was subsequently vacated by the U.S. District Court for the District of Columbia. Section 1504 of the Dodd-Frank Act added Section 13(q) to the Securities Exchange Act of 1934, which directs the Commission to issue rules requiring resource extraction issuers to include in an annual report information relating to any payment made by the issuer, a subsidiary of the issuer, or an entity under the control of the issuer, to a foreign government or the Federal Government for the purpose of the commercial development of oil, natural gas, or minerals. Section 13(q) requires a resource extraction issuer to provide information about the type and total amount of such payments made for each project related to the commercial development of oil, natural gas, or minerals, and the type and total amount of payments made to each government. In addition, Section 13(q) requires a resource extraction issuer to provide information about those payments in an interactive data format.
81 FR 49360
https://www.govinfo.gov/app/details/FR-2016-07-27/2016-15676
2016-15676
fr27jy16-13
RIN 3235-AL53
8011-01-P
Release No. 34-78167
File No. S7-25-15
https://www.govinfo.gov/app/details/FR-2016-07-27/2016-15676
https://www.govinfo.gov/content/pkg/FR-2016-07-27/html/2016-15676.htm
https://www.govinfo.gov/content/pkg/FR-2016-07-27/pdf/2016-15676.pdf
Reporting and Recordkeeping Requirements
Securities
71 p.
49360
49430
81 FR 49360
Code of Federal Regulations
Title 17 Part 240
17 CFR Part 240
Code of Federal Regulations
Title 17 Part 249
17 CFR Part 249
Regulation Identification Number 3235-AL53
RIN 3235-AL53
Disclosure of Payments by Resource Extraction Issuers; Federal Register Vol. 81, Issue
RULE
2016-15676
II
SECURITIES AND EXCHANGE COMMISSION
2016-09-26
Release No. 34-78167
File No. S7-25-15
8011-01-P
2016-15676
Final rule.
We are adopting Rule 13q-1 and an amendment to Form SD to implement Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the disclosure of payments by resource extraction issuers. Rule 13q-1 was initially adopted by the Commission on August 22, 2012, but it was subsequently vacated by the U.S. District Court for the District of Columbia. Section 1504 of the Dodd-Frank Act added Section 13(q) to the Securities Exchange Act of 1934, which directs the Commission to issue rules requiring resource extraction issuers to include in an annual report information relating to any payment made by the issuer, a subsidiary of the issuer, or an entity under the control of the issuer, to a foreign government or the Federal Government for the purpose of the commercial development of oil, natural gas, or minerals. Section 13(q) requires a resource extraction issuer to provide information about the type and total amount of such payments made for each project related to the commercial development of oil, natural gas, or minerals, and the type and total amount of payments made to each government. In addition, Section 13(q) requires a resource extraction issuer to provide information about those payments in an interactive data format.
Effective date: The final rule and form amendment are effective September 26, 2016.
Shehzad K. Niazi, Special Counsel; Office of Rulemaking, Division of Corporation Finance, at (202) 551- 3430; or Elliot Staffin, Special Counsel; Office of International Corporate Finance, Division of Corporation Finance, at (202) 551-3450, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
Reporting and Recordkeeping Requirements
Securities
Disclosure of Payments by Resource Extraction Issuers
,
http://archiv.ub.uni-heidelberg.de/volltextserver/14368/1/Schmaljohann_2013_dp538.pdf
http://corporate.exxonmobil.com/en/current-issues/accountability/transparency/overview
http://dodsal.com/mining/projects.shtml
http://ec.europa.eu/finance/enforcement/directives/index_en.htm#accounting
http://eiti.org
http://eiti.org/document/rules
http://energy.usgs.gov/OilGas/AssessmentsData/WorldPetroleumAssessment.aspx
http://europa.eu/rapid/press-release_MEMO-14-402_en.htm
http://gppreview.com/wp-content/uploads/2014/02/Londono-F.pdf
http://oilprice.com/Energy/Energy-General/Here-Are-The-Worlds-Five-Most-Important-Oil-Fields.html
http://oilprice.com/Latest-Energy-News/World-News/6-of-the-Largest-Oil-Fields-in-the-World-Still-Waiting-to-be-Developed.html
http://openoil.net/?wpdmact=process&did=NS5ob3RsaW5r
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1961404
http://progrep.eiti.org/2016/glance/what-eiti-does
http://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_mifid_rma
http://siteresources.worldbank.org/INTOGMC/Resources/9780821388310.pdf
http://tools.bp.com/investor-tools/upstream-major-projects-map.aspx
http://www-wds.worldbank.org/external/default/WDSContentServer/WDSP/IB/2006/09/11/000090341_20060911105823/Rendered/PDF/372580Mining0r101OFFICIAL0USE0ONLY1.pdf
http://www.bhpbilliton.com/∼/media/bhp/documents/investors/annual-reports/2015/bhpbillitoneconomiccontributionandpaymentstogovernments2015.pdf
http://www.brookings.edu/research/opinions/2010/09/24-wgi-kaufmann
http://www.chevron.com/Stories/Progress-Partnerships-and-Transparency
http://www.crescentpetroleum.com/
http://www.doi.gov/eiti/FACA/upload/List-of-Members_03-16-15.pdf
http://www.eia.gov/naturalgas/crudeoilreserves/top100/pdf/top100.pdf
http://www.forbes.com/2010/01/20/biggest-oil-fields-business-energy-oil-fields_slide.html
http://www.forbes.com/sites/williampentland/2013/09/07/worlds-five-largest-offshore-oil-fields/#674f017b4bea
http://www.iso.org/iso/home/about.htm
http://www.kosmosenergy.com/responsibility/transparency.php
http://www.lib.utexas.edu/maps/map_sites/oil_and_gas_sites.html
http://www.marketwatch.com/story/china-big-oil-firms-on-edge-over-us-disclosure-2012-04-22
http://www.mofa.go.jp/files/000160266.pdf
http://www.nrcan.gc.ca/mining-materials/estma/18196
http://www.nrcan.gc.ca/sites/www.nrcan.gc.ca/files/mining-materials//ESTMA-Guidance_e.pdf
http://www.nrcan.gc.ca/sites/www.nrcan.gc.ca/files/mining-materials//ESTMA-Technical_e.pdf
http://www.nwoilgas.com/projects/
http://www.peakoil.net/AIMseminar/UU_AIM_Robelius.pdf
http://www.sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml
http://www.sec.gov/comments/s7-25-15/s72515.shtml
http://www.sec.gov/comments/s7-42-10/s74210.shtml
http://www.sec.gov/rules/final/2012/34-67717.pdf
http://www.sec.gov/rules/proposed/2010/34-63549.pdf
http://www.sec.gov/rules/proposed/2015/34-76620.pdf
http://www.sec.gov/rules/proposed/2016/34-76958.pdf
http://www.sec.gov/spotlight/regreformcomments.shtml
http://www.shell.com/sustainability/transparency/revenues-for-governments.html
http://www.statoil.com/no/InvestorCentre/AnnualReport/AnnualReport2015/Documents/DownloadCentreFiles/01_KeyDownloads/2015%20Payments%20to%20governments.pdf
http://www.total.com/sites/default/files/atoms/files/registration_document_2015.pdf
http://www.tullowoil.com/Media/docs/default-source/3_investors/2015-annual-report/tullow-oil-2015-annual-report-and-accounts.pdf
https://eiti.org/countries/
https://eiti.org/countries/other
https://eiti.org/document/transparency-paradox-why-do-corrupt-countries-join-eiti
https://eiti.org/eiti/benefits
https://eiti.org/files/eiti_bo_factsheet_en_final_may_2016.pdf
https://eiti.org/supporters/partnerorganizations
https://useiti.doi.gov/about/report/
https://www.chevron.com/projects
https://www.gov.uk/government/publications/global-declaration-against-corruption/global-declaration-against-corruption
https://www.gov.uk/guidance/oil-and-gas-uk-field-data#oil-and-gas-wells
https://www.sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml
https://www.sec.gov/divisions/corpfin/guidance/faq.htm
https://www.sec.gov/divisions/corpfin/guidance/resourceextraction-faq.htm
https://www.texaco.com/ecuador/en/history/background.aspx
https://www.usaid.gov/results-and-data/progress-data/transparency
https://www.usaid.gov/who-we-are
OilPrice.com
Federal Register
Vol. 81, no. 144
Office of the Federal Register, National Archives and Records Administration
2016-07-27
continuing
daily
deposited
born digital
388 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2016-07-27
P0b002ee1985bcac7
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr27jy16
https://www.govinfo.gov/app/details/FR-2016-07-27
https://www.govinfo.gov/content/pkg/FR-2016-07-27/pdf/FR-2016-07-27.pdf
https://www.govinfo.gov/content/pkg/FR-2016-07-27/xml/FR-2016-07-27.xml
fdlp
49139
49516
DGPO
2018-02-08
2023-04-29
FR-2016-07-27
machine generated
eng
FR
FR-2016-07-27
81
144