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2018-02-02
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Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties
Notices
D09002ee1bdc1e3c9
D09002ee1bdc1e44c
United States
Commodity Futures Trading Commission
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org
United States Government Agency or Subagency
The Commodity Futures Trading Commission (the ``Commission'' or ``CFTC'') has determined that certain laws and regulations applicable in the European Union (``EU'') provide a sufficient basis for an affirmative finding of comparability with respect to certain regulatory obligations applicable to derivatives clearing organizations (``DCOs'') that are registered with the Commission and are authorized to operate as central counterparties (``CCPs'') in the EU. The Commission's determination provides for substituted compliance with respect to requirements for financial resources, risk management, settlement procedures, and default rules and procedures.
81 FR 15260
https://www.govinfo.gov/app/details/FR-2016-03-22/2016-06261
2016-06261
fr22mr16-32
6351-01-P
https://www.govinfo.gov/app/details/FR-2016-03-22/2016-06261
https://www.govinfo.gov/content/pkg/FR-2016-03-22/html/2016-06261.htm
https://www.govinfo.gov/content/pkg/FR-2016-03-22/pdf/2016-06261.pdf
13 p.
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81 FR 15260
Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties; Federal Register Vol. 81, Issue
NOTICE
2016-06261
COMMODITY FUTURES TRADING COMMISSION
6351-01-P
2016-06261
Notice of Comparability Determination for Certain Requirements Under the European Market Infrastructure Regulation.
The Commodity Futures Trading Commission (the ``Commission'' or ``CFTC'') has determined that certain laws and regulations applicable in the European Union (``EU'') provide a sufficient basis for an affirmative finding of comparability with respect to certain regulatory obligations applicable to derivatives clearing organizations (``DCOs'') that are registered with the Commission and are authorized to operate as central counterparties (``CCPs'') in the EU. The Commission's determination provides for substituted compliance with respect to requirements for financial resources, risk management, settlement procedures, and default rules and procedures.
This determination will become effective upon publication in the Federal Register.
Jeffrey M. Bandman, Acting Director, 202-418-5044, jbandman@cftc.gov; Robert B. Wasserman, Chief Counsel, 202-418-5092, rwasserman@cftc.gov; Tracey Wingate, Special Counsel, 202-418-5319, twingate@cftc.gov, in each case at the Division of Clearing and Risk, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581; or Michael H. Margolis, Special Counsel, 312-596-0576, mmargolis@cftc.gov, Division of Clearing and Risk, Commodity Futures Trading Commission, 525 W. Monroe Street, Suite 1100, Chicago, IL 60661.
Comparability Determination for the European Union:
Dually-Registered Derivatives Clearing Organizations and Central Counterparties
,
jbandman@cftc.gov
mmargolis@cftc.gov
rwasserman@cftc.gov
twingate@cftc.gov
http://www.iosco.org/library/pubdocs/pdf/IOSCOPD377.pdf
https://www.esma.europa.eu/about-esma/governance/board-supervisors-and-ncas
https://www.esma.europa.eu/system/files_force/library/2016-293_qa_xvi_on_emir_implementation.pdf?download=1
Federal Register
Vol. 81, no. 55
Office of the Federal Register, National Archives and Records Administration
2016-03-22
continuing
daily
deposited
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274 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2016-03-22
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0042-1219
0364-1406
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https://www.govinfo.gov/app/details/FR-2016-03-22
https://www.govinfo.gov/content/pkg/FR-2016-03-22/pdf/FR-2016-03-22.pdf
https://www.govinfo.gov/content/pkg/FR-2016-03-22/xml/FR-2016-03-22.xml
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2018-02-02
2023-04-29
FR-2016-03-22
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FR-2016-03-22
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