United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2016_register executive 2016-01-06 article Notices D09002ee1c7f6b3a4 D09002ee1c7f6b40a United States Securities and Exchange Commission originator org United States Government Agency or Subagency 81 FR 541 https://www.govinfo.gov/app/details/FR-2016-01-06/2015-33219 2015-33219 fr06ja16-84 8011-01-P Release No. 34-76801 File No. SR-Phlx-2015-99 https://www.govinfo.gov/app/details/FR-2016-01-06/2015-33219 https://www.govinfo.gov/content/pkg/FR-2016-01-06/html/2015-33219.htm https://www.govinfo.gov/content/pkg/FR-2016-01-06/pdf/2015-33219.pdf 4 p. 541 544 81 FR 541 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Order Exposure; Federal Register Vol. 81, Issue NOTICE 2015-33219 SECURITIES AND EXCHANGE COMMISSION Release No. 34-76801 File No. SR-Phlx-2015-99 8011-01-P 2015-33219 Order Entry Firms may not execute as principal against orders on the limit order book they represent as agent unless: (a) Agency orders are first exposed on the limit order book for at least one (1) second, (b) the Order Entry Firm has been bidding or offering on the Exchange for at least one (1) second prior to receiving an agency order that is executable against such order, or (c) the Order Entry Firm proceeds in accordance with the crossing rules contained in Rule 1064. Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, LLC , rule-comments@sec.gov http://nasdaqomxphlx.cchwallstreet.com http://www.sec.gov/rules/sro.shtml Vol. 81, no. 3 Office of the Federal Register, National Archives and Records Administration 2016-01-06 continuing daily deposited born digital 353 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2016-01-06 P0b002ee18e3ff337 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr06ja16 https://www.govinfo.gov/app/details/FR-2016-01-06 https://www.govinfo.gov/content/pkg/FR-2016-01-06/pdf/FR-2016-01-06.pdf https://www.govinfo.gov/content/pkg/FR-2016-01-06/xml/FR-2016-01-06.xml fdlp 371 718 DGPO 2016-01-06 2024-06-02 FR-2016-01-06 machine generated eng FR FR-2016-01-06 81 3