Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish “Pay-To-Play” and Related Rules

United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2015_register executive 2015-12-30 article Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish “Pay-To-Play” and Related Rules Notices D09002ee1c7f6b8a3 D09002ee1c7f6b915 United States Securities and Exchange Commission originator org United States Government Agency or Subagency 80 FR 81650 https://www.govinfo.gov/app/details/FR-2015-12-30/2015-32894 2015-32894 fr30de15-99 8011-01-P Release No. 34-76767 File No. SR-FINRA-2015-056 https://www.govinfo.gov/app/details/FR-2015-12-30/2015-32894 https://www.govinfo.gov/content/pkg/FR-2015-12-30/html/2015-32894.htm https://www.govinfo.gov/content/pkg/FR-2015-12-30/pdf/2015-32894.pdf 15 p. 81650 81664 80 FR 81650 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish “Pay-To-Play” and Related Rules; Federal Register Vol. 80, Issue NOTICE 2015-32894 SECURITIES AND EXCHANGE COMMISSION Release No. 34-76767 File No. SR-FINRA-2015-056 8011-01-P 2015-32894 Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. , rule-comments@sec.gov http://www.finra.org http://www.sec.gov/comments/s7-18-09/s71809-252.pdf http://www.sec.gov/comments/s7-18-09/s71809-260.pdf http://www.sec.gov/divisions/investment/noaction/2011/ici091211-204-incoming.pdf http://www.sec.gov/rules/sro.shtml https://www.sec.gov/divisions/investment/noaction/2008/mayerbrown072808-206.htm#P15_323 https://www.sec.gov/divisions/investment/pay-to-play-faq.htm Federal Register Vol. 80, no. 250 Office of the Federal Register, National Archives and Records Administration 2015-12-30 continuing daily deposited born digital 306 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2015-12-30 P0b002ee18e374cc3 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr30de15 https://www.govinfo.gov/app/details/FR-2015-12-30 https://www.govinfo.gov/content/pkg/FR-2015-12-30/pdf/FR-2015-12-30.pdf https://www.govinfo.gov/content/pkg/FR-2015-12-30/xml/FR-2015-12-30.xml fdlp 81439 81736 DGPO 2015-12-30 2024-06-02 FR-2015-12-30 machine generated eng FR FR-2015-12-30 80 250