United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2015_register executive 2015-08-19 article Notices D09002ee1c7f73a91 D09002ee1c7f73b02 United States Securities and Exchange Commission originator org United States Government Agency or Subagency 80 FR 50347 https://www.govinfo.gov/app/details/FR-2015-08-19/2015-20412 2015-20412 fr19au15-90 8011-01-P Investment Company Act Release No. 31754 812-14356 https://www.govinfo.gov/app/details/FR-2015-08-19/2015-20412 https://www.govinfo.gov/content/pkg/FR-2015-08-19/html/2015-20412.htm https://www.govinfo.gov/content/pkg/FR-2015-08-19/pdf/2015-20412.pdf 2 p. 50347 50348 80 FR 50347 Pulteney Street Capital Management, LLC and PSP Family of Funds; Notice of Application; Federal Register Vol. 80, Issue NOTICE 2015-20412 SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 31754 812-14356 8011-01-P 2015-20412 Notice of an application under section 6(c) of the Investment Company Act of 1940 ("Act") for an exemption from section 15(a) of the Act and rule 18f-2 under the Act, as well as from certain disclosure requirements in rule 20a-1 under the Act, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A under the Securities Exchange Act of 1934, and sections 6- 07(2)(a), (b), and (c) of Regulation S-X ("Disclosure Requirements"). The requested exemption would permit an investment adviser to hire and replace certain subadvisers without shareholder approval and grant relief from the Disclosure Requirements as they relate to fees paid to the subadvisers. The application was filed on September 5, 2014 and amended on December 18, 2014, June 10, 2015, and July 27, 2015. Parisa Haghshenas, Senior Counsel, at (202) 551-6723, or Holly Hunter-Ceci, Branch Chief, at (202) 551-6869 (Division of Investment Management, Chief Counsel's Office). Applications: Pulteney Street Capital Management, LLC and PSP Family of Funds , http://www.sec.gov/search/search.htm Vol. 80, no. 160 Office of the Federal Register, National Archives and Records Administration 2015-08-19 continuing daily deposited born digital 363 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2015-08-19 P0b002ee18d4f37bb 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr19au15 https://www.govinfo.gov/app/details/FR-2015-08-19 https://www.govinfo.gov/content/pkg/FR-2015-08-19/pdf/FR-2015-08-19.pdf https://www.govinfo.gov/content/pkg/FR-2015-08-19/xml/FR-2015-08-19.xml fdlp 50189 50542 DGPO 2015-08-19 2024-06-02 FR-2015-08-19 machine generated eng FR FR-2015-08-19 80 160