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2018-02-23
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements
Part VI
Proposed Rules
D09002ee1bdc2e7d2
D09002ee1bdc2e8c1
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
On October 3, 2014, the Commission published proposed regulations to implement section 4s(e) of the Commodity Exchange Act, as added by section 731 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''). This provision requires the Commission to adopt initial and variation margin requirements for swap dealers (``SDs'') and major swap participants (``MSPs'') that do not have a Prudential Regulator (collectively, ``CSEs'' or ``Covered Swap Entities''). In the October 3, 2014 proposing release, the Commission also issued an Advance Notice of Proposed Rulemaking (``ANPR'') requesting public comment on the cross-border application of such margin requirements. In this release, the Commission is proposing a rule for the application of the Commission's margin requirements to cross-border transactions.
80 FR 41376
https://www.govinfo.gov/app/details/FR-2015-07-14/2015-16718
2015-16718
fr14jy15-35
RIN 3038-AC97
6351-01-P
https://www.govinfo.gov/app/details/FR-2015-07-14/2015-16718
https://www.govinfo.gov/content/pkg/FR-2015-07-14/html/2015-16718.htm
https://www.govinfo.gov/content/pkg/FR-2015-07-14/pdf/2015-16718.pdf
Swaps
Swap Dealers
Major Swap Participants
Capital and Margin Requirements
33 p.
41376
41408
80 FR 41376
Code of Federal Regulations
Title 17 Part 23
17 CFR Part 23
Regulation Identification Number 3038-AC97
RIN 3038-AC97
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements; Federal Register Vol. 80, Issue
PRORULE
2015-16718
VI
COMMODITY FUTURES TRADING COMMISSION
2015-09-14
6351-01-P
2015-16718
Proposed rule.
On October 3, 2014, the Commission published proposed regulations to implement section 4s(e) of the Commodity Exchange Act, as added by section 731 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''). This provision requires the Commission to adopt initial and variation margin requirements for swap dealers (``SDs'') and major swap participants (``MSPs'') that do not have a Prudential Regulator (collectively, ``CSEs'' or ``Covered Swap Entities''). In the October 3, 2014 proposing release, the Commission also issued an Advance Notice of Proposed Rulemaking (``ANPR'') requesting public comment on the cross-border application of such margin requirements. In this release, the Commission is proposing a rule for the application of the Commission's margin requirements to cross-border transactions.
Comments must be received on or before September 14, 2015.
Laura B. Badian, Assistant General Counsel, 202-418-5969, lbadian@cftc.gov, or Paul Schlichting, Assistant General Counsel, 202-418-5884, pschlichting@cftc.gov, Office of the General Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581.
Swaps
Swap Dealers
Major Swap Participants
Capital and Margin Requirements
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants:
Cross-Border Application of the Margin Requirements
,
lbadian@cftc.gov
OIRAsubmissions@omb.eop.gov
pschlichting@cftc.gov
http://comments.cftc.gov
http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1528
http://www.bis.org/bcbs/publ/d317.pdf
http://www.bis.org/publ/bcbs261.pdf
http://www.cftc.gov
http://www.cftc.gov/ucm/groups/public/@lrlettergeneral/documents/letter/13-69.pdf
http://www.cftc.gov/ucm/groups/public/@lrlettergeneral/documents/letter/14-140.pdf
http://www.fsa.go.jp/news/26/syouken/20140703-3.html
http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22001.pdf
http://www.gpo.gov/fdsys/pkg/GPO-FCIC/pdf/GPO-FCIC.pdf
http://www.regulations.gov
http://www.wsj.com/articles/ges-move-alters-the-bond-market-1428707800
https://www.eba.europa.eu/documents/10180/1106136/JC-CP-2015-002+JC+CP+on+Risk+Management+Techniques+for+OTC+derivatives+.pdf
https://www.eba.europa.eu/documents/10180/655149/JC+CP+2014+03+%28CP+on+risk+mitigation+for+OTC+derivatives%29.pdf
RegInfo.gov
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Federal Register
Vol. 80, no. 134
Office of the Federal Register, National Archives and Records Administration
2015-07-14
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Table of Contents:
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AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2015-07-14
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0042-1219
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000582072
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https://www.govinfo.gov/app/details/FR-2015-07-14
https://www.govinfo.gov/content/pkg/FR-2015-07-14/pdf/FR-2015-07-14.pdf
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