United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2015_register executive 2015-07-01 article Rules and Regulations D09002ee1c7f76932 D09002ee1c7f769ca United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission ("Commission" or "SEC") previously set and extended the compliance date for the ban on third-party solicitation until nine months after the compliance date of a final rule adopted by the Commission by which municipal advisors must register under the Securities Exchange Act of 1934 ("final municipal advisor registration rule") and indicated that notice with respect thereto would be provided in the Federal Register. This notice of compliance date is being published to provide the notice of the compliance date. 80 FR 37538 https://www.govinfo.gov/app/details/FR-2015-07-01/2015-16048 2015-16048 fr01jy15-5 RIN 3235-AK39 8011-01-P Release No. IA-4129 File No. S7-18-09 https://www.govinfo.gov/app/details/FR-2015-07-01/2015-16048 https://www.govinfo.gov/content/pkg/FR-2015-07-01/html/2015-16048.htm https://www.govinfo.gov/content/pkg/FR-2015-07-01/pdf/2015-16048.pdf 1 p. 37538 37538 80 FR 37538 Title 17 Part 275 17 CFR Part 275 RIN 3235-AK39 Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Compliance Date; Federal Register Vol. 80, Issue RULE 2015-16048 SECURITIES AND EXCHANGE COMMISSION 2015-07-31 Release No. IA-4129 File No. S7-18-09 8011-01-P 2015-16048 Notice of compliance date.

The Securities and Exchange Commission ("Commission" or "SEC") previously set and extended the compliance date for the ban on third-party solicitation until nine months after the compliance date of a final rule adopted by the Commission by which municipal advisors must register under the Securities Exchange Act of 1934 ("final municipal advisor registration rule") and indicated that notice with respect thereto would be provided in the Federal Register. This notice of compliance date is being published to provide the notice of the compliance date.

The compliance date for the ban on third-party solicitation under 17 CFR 275.206(4)-5 [rule 206(4)-5] is July 31, 2015. Sirimal R. Mukerjee, Senior Counsel, or Sarah A. Buescher, Branch Chief, at (202) 551-6787 or IArules@sec.gov, Investment Adviser Regulation Office, Division of Investment Management, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-8549. Political Contributions by Certain Investment AdvisersBan on Third-Party Solicitation; Notice of Compliance Date , IArules@sec.gov Vol. 80, no. 126 Office of the Federal Register, National Archives and Records Administration 2015-07-01 continuing daily deposited born digital 401 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2015-07-01 P0b002ee18cc78cbe 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr01jy15 https://www.govinfo.gov/app/details/FR-2015-07-01 https://www.govinfo.gov/content/pkg/FR-2015-07-01/pdf/FR-2015-07-01.pdf https://www.govinfo.gov/content/pkg/FR-2015-07-01/xml/FR-2015-07-01.xml fdlp 37529 37919 DGPO 2015-07-01 2024-06-02 FR-2015-07-01 machine generated eng FR FR-2015-07-01 80 126