United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2015_register executive 2018-02-21 article Part III Proposed Rules D09002ee1c7f7b0bf D09002ee1c7f7b188 United States Department of Labor originator org United States Government Agency or Subagency United States Employee Benefits Security Administration originator org United States Government Agency or Subagency This document contains a notice of pendency before the Department of Labor of a proposed amendment to Prohibited Transaction Exemption (PTE) 84-24, an exemption from certain prohibited transaction provisions of the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code of 1986 (the Code). The ERISA and Code provisions at issue generally prohibit fiduciaries with respect to employee benefit plans and individual retirement accounts (IRAs) from engaging in self-dealing in connection with transactions involving these plans and IRAs. The exemption allows fiduciaries to receive compensation when plans and IRAs enter into certain insurance and mutual fund transactions recommended by the fiduciaries as well as certain related transactions. The proposed amendments would increase the safeguards of the exemption. This document also contains a notice of pendency before the Department of the proposed revocation of the exemption as it applies to IRA purchases of mutual fund shares and certain annuity contracts. The amendments and revocations would affect participants and beneficiaries of plans, IRA owners and certain fiduciaries of plans and IRAs. 80 FR 22010 https://www.govinfo.gov/app/details/FR-2015-04-20/2015-08837 2015-08837 fr20ap15-25 4510-29-P Application Number D-11850 https://www.govinfo.gov/app/details/FR-2015-04-20/2015-08837 https://www.govinfo.gov/content/pkg/FR-2015-04-20/html/2015-08837.htm https://www.govinfo.gov/content/pkg/FR-2015-04-20/pdf/2015-08837.pdf 11 p. 22010 22020 80 FR 22010 Title 29 Part 2550 29 CFR Part 2550 Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies and Investment Company Principal Underwriters; Federal Register Vol. 80, Issue PRORULE 2015-08837 III DEPARTMENT OF LABOR Employee Benefits Security Administration 2015-07-06 Application Number D-11850 4510-29-P 2015-08837 Notice of Proposed Amendment to and Proposed Partial Revocation of PTE 84-24.

This document contains a notice of pendency before the Department of Labor of a proposed amendment to Prohibited Transaction Exemption (PTE) 84-24, an exemption from certain prohibited transaction provisions of the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code of 1986 (the Code). The ERISA and Code provisions at issue generally prohibit fiduciaries with respect to employee benefit plans and individual retirement accounts (IRAs) from engaging in self-dealing in connection with transactions involving these plans and IRAs. The exemption allows fiduciaries to receive compensation when plans and IRAs enter into certain insurance and mutual fund transactions recommended by the fiduciaries as well as certain related transactions. The proposed amendments would increase the safeguards of the exemption. This document also contains a notice of pendency before the Department of the proposed revocation of the exemption as it applies to IRA purchases of mutual fund shares and certain annuity contracts. The amendments and revocations would affect participants and beneficiaries of plans, IRA owners and certain fiduciaries of plans and IRAs.

Comments: Written comments must be received by the Department on or before July 6, 2015. Brian Shiker, Office of Exemption Determinations, Employee Benefits Security Administration, U.S. Department of Labor, 200 Constitution Avenue NW., Suite 400, Washington, DC 20210, (202) 693-8824 (not a toll-free number). Prohibited Transaction Exemptions; Proposed Amendments and Proposed Partial Revocations: Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies, and Investment Company Principal Underwriters , e-OED@dol.gov http://www.bls.gov/news.release/ecec.t02.htm http://www.bls.gov/news.release/eci.nr0.htm http://www.bls.gov/news.release/pdf/ocwage.pdf http://www.RegInfo.gov http://www.regulations.gov www.dol.gov/ebsa www.regulations.gov Vol. 80, no. 75 Office of the Federal Register, National Archives and Records Administration 2015-04-20 continuing daily deposited born digital 457 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2015-04-20 P0b002ee19884b995 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr20ap15 https://www.govinfo.gov/app/details/FR-2015-04-20 https://www.govinfo.gov/content/pkg/FR-2015-04-20/pdf/FR-2015-04-20.pdf https://www.govinfo.gov/content/pkg/FR-2015-04-20/xml/FR-2015-04-20.xml fdlp 21639 22086 DGPO 2018-02-21 2024-06-02 FR-2015-04-20 machine generated eng FR FR-2015-04-20 80 75