United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2014_register executive 2014-10-07 article Part II Rules and Regulations D09002ee1c7f86e45 D09002ee1c7f86f2e United States Securities and Exchange Commission originator org United States Government Agency or Subagency We are adopting significant revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities ("ABS"). The final rules require that, with some exceptions, prospectuses for public offerings under the Securities Act of 1933 ("Securities Act") and ongoing reports under the Securities Exchange Act of 1934 ("Exchange Act") of asset-backed securities backed by real estate related assets, auto related assets, or backed by debt securities, including resecuritizations, contain specified asset-level information about each of the assets in the pool. The asset-level information is required to be provided according to specified standards and in a tagged data format using eXtensible Markup Language ("XML"). We also are adopting rules to revise filing deadlines for ABS offerings to provide investors with more time to consider transaction-specific information, including information about the pool assets. We are also adopting new registration forms tailored to ABS offerings. The final rules also repeal the credit ratings references in shelf eligibility criteria for ABS issuers and establish new shelf eligibility criteria. 79 FR 57184 https://www.govinfo.gov/app/details/FR-2014-09-24/2014-21375 2014-21375 fr24se14-12 RIN 3235-AK37 8011-01-C Release Nos. 33-9638 34-72982 File No. S7-08-10 https://www.govinfo.gov/app/details/FR-2014-09-24/2014-21375 https://www.govinfo.gov/content/pkg/FR-2014-09-24/html/2014-21375.htm https://www.govinfo.gov/content/pkg/FR-2014-09-24/pdf/2014-21375.pdf Advertising Reporting and Recordkeeping Requirements Securities 163 p. 57184 57346 79 FR 57184 Title 17 Part 229 17 CFR Part 229 Title 17 Part 230 17 CFR Part 230 Title 17 Part 232 17 CFR Part 232 Title 17 Part 239 17 CFR Part 239 Title 17 Part 240 17 CFR Part 240 Title 17 Part 243 17 CFR Part 243 Title 17 Part 249 17 CFR Part 249 RIN 3235-AK37 Asset-Backed Securities Disclosure and Registration; Federal Register Vol. 79, Issue RULE 2014-21375 II SECURITIES AND EXCHANGE COMMISSION 2014-11-24 Release Nos. 33-9638 34-72982 File No. S7-08-10 8011-01-C 2014-21375 Final rule.

We are adopting significant revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities ("ABS"). The final rules require that, with some exceptions, prospectuses for public offerings under the Securities Act of 1933 ("Securities Act") and ongoing reports under the Securities Exchange Act of 1934 ("Exchange Act") of asset-backed securities backed by real estate related assets, auto related assets, or backed by debt securities, including resecuritizations, contain specified asset-level information about each of the assets in the pool. The asset-level information is required to be provided according to specified standards and in a tagged data format using eXtensible Markup Language ("XML"). We also are adopting rules to revise filing deadlines for ABS offerings to provide investors with more time to consider transaction-specific information, including information about the pool assets. We are also adopting new registration forms tailored to ABS offerings. The final rules also repeal the credit ratings references in shelf eligibility criteria for ABS issuers and establish new shelf eligibility criteria.

Effective Date: November 24, 2014. Rolaine S. Bancroft, Senior Special Counsel, Michelle M. Stasny, Special Counsel, M. Hughes Bates, Attorney-Advisor, or Kayla Florio, Attorney-Advisor, in the Office of Structured Finance at (202) 551-3850, Division of Corporation Finance, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628. Advertising Reporting and Recordkeeping Requirements Securities Asset-Backed Securities Disclosure and Registration , CMBS.com http://dtcc.com/en/legal/policy-and-compliance.aspx http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=4190 http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2256060&download=yes http://pe.usps.com/text/LabelingLists/L002.htm http://www.americansecuritization.com/ http://www.americansecuritization.com/search/issuesearch.aspx?q=disclosure%20and%20reporting%20package http://www.bankofengland.co.uk/markets/Documents/marketnotice111220.pdf http://www.bankofengland.co.uk/markets/Documents/marketnotice121002abs.pdf http://www.bankofengland.co.uk/markets/Documents/marketnotice121217.pdf http://www.bankofengland.co.uk/markets/Documents/money/documentation/RMloanleveldata-template.pdf http://www.bbxlogic.com/ http://www.bis.org/publ/work255.pdf http://www.corelogic.com/ http://www.crefc.org/ http://www.ecb.eu/mopo/assets/loanlevel/transmission/html/index.en.html http://www.ecb.europa.eu/paym/coll/loanlevel/html/index.en.html http://www.fanniemae.com/resources/file/mbs/pdf/filelayout-lld.pdf http://www.federalreserve.gov/datadownload/Choose.aspx?rel=Z.1 http://www.federalreserve.gov/releases/z1/ http://www.finra.org/ArbitrationAndMediation/FINRADisputeResolution/ http://www.finra.org/ArbitrationAndMediation/Mediation/Process/MediationSessions/index.htm http://www.forbes.com/2009/07/14/lipner-arbitration-litigation-intelligent-investing-cost.html http://www.freddiemac.com/mbs/docs/fs_lld.pdf http://www.freddiemac.com/news/finance/pdf/user_guide.pdf http://www.freddiemac.com/singlefamily/secmktg/uniform_delivery.html http://www.freddiemac.com/singlefamily/sell/uniform_delivery.html http://www.ginniemae.gov/doing_business_with_ginniemae/investor_resources/mbs_disclosure_data/Lists/LayoutsAndSamples/Attachments/105/mbsloanlevel_layout.pdf http://www.krollfactualdata.com/Industry/Lending/Mortgage http://www.lewtan.com/ http://www.lpsvcs.com/Products/CapitalMarkets/LoanData/Products/Pages/McDashOnline.aspx http://www.mismo.org/Specifications/ResidentialSpecifications.htm http://www.nasaa.org/ http://www.occ.treas.gov/ftp/release/2009-9a.pdf http://www.sec.gov http://www.sec.gov/comments/s7-08-10/s70810.shtml http://www.sec.gov/divisions/riskfin/whitepapers/qrm-analysis-08-2013.pdf http://www.sec.gov/news/studies/2009/sox-404_study.pdf http://www.sec.gov/news/studies/2011/939astudy.pdf http://www.sifma.org/research/statistics.aspx https://loanperformancedata.fanniemae.com/lppub-docs/lppub_file_layout.pdf https://www.experian.com/capital-markets/credithorizons-product.html https://www.fanniemae.com/singlefamily/uniform-loan-delivery-dataset-uldd https://www.trepp.com/cmbs/ www.adr.org www.kbb.com Vol. 79, no. 185 Office of the Federal Register, National Archives and Records Administration 2014-09-24 continuing daily deposited born digital 502 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2014-09-24 P0b002ee189db13b0 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr24se14 https://www.govinfo.gov/app/details/FR-2014-09-24 https://www.govinfo.gov/content/pkg/FR-2014-09-24/pdf/FR-2014-09-24.pdf https://www.govinfo.gov/content/pkg/FR-2014-09-24/xml/FR-2014-09-24.xml fdlp 56937 57428 DGPO 2014-10-07 2024-06-02 FR-2014-09-24 machine generated eng FR FR-2014-09-24 79 185