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2013-05-31
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Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
Part III
Rules and Regulations
D09002ee1bdca2703
D09002ee1bdca27d1
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
The Commodity Futures Trading Commission is adopting regulations to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Specifically, in accordance with section 727 of the Dodd-Frank Act, the Commission is adopting regulations that define the criteria for grouping swaps into separate swap categories and establish methodologies for setting appropriate minimum block sizes for each swap category. In addition, the Commission is adopting further measures under the Commission's regulations to prevent the public disclosure of the identities, business transactions and market positions of swaps market participants.
78 FR 32866
https://www.govinfo.gov/app/details/FR-2013-05-31/2013-12133
2013-12133
fr31my13-10
RIN 3038-AD08
6351-01-P
https://www.govinfo.gov/app/details/FR-2013-05-31/2013-12133
https://www.govinfo.gov/content/pkg/FR-2013-05-31/html/2013-12133.htm
https://www.govinfo.gov/content/pkg/FR-2013-05-31/pdf/2013-12133.pdf
Real-Time Public Reporting
Block Trades
Large Notional Off-Facility Swaps
Reporting and Recordkeeping Requirements
79 p.
32866
32944
78 FR 32866
Code of Federal Regulations
Title 17 Part 43
17 CFR Part 43
Regulation Identification Number 3038-AD08
RIN 3038-AD08
Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Federal Register Vol. 78, Issue
RULE
2013-12133
III
COMMODITY FUTURES TRADING COMMISSION
2013-07-30
6351-01-P
2013-12133
Final rule.
The Commodity Futures Trading Commission is adopting regulations to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Specifically, in accordance with section 727 of the Dodd-Frank Act, the Commission is adopting regulations that define the criteria for grouping swaps into separate swap categories and establish methodologies for setting appropriate minimum block sizes for each swap category. In addition, the Commission is adopting further measures under the Commission's regulations to prevent the public disclosure of the identities, business transactions and market positions of swaps market participants.
Effective date: July 30, 2013.
John W. Dunfee, Assistant General Counsel, Office of the General Counsel, 202-418-5396, jdunfee@cftc.gov; George Pullen, Economist, 202-418-6709, gpullen@cftc.gov, or Nhan Nguyen, Special Counsel, 202-418-5932, nnguyen@cftc.gov, Division of Market Oversight; Esen Onur, Economist, Office of the Chief Economist, 202-418-6146, eonur@cftc.gov; Commodity Futures Trading Commission, Three Lafayette Center, 1155 21st Street NW., Washington, DC 20581.
Real-Time Public Reporting
Block Trades
Large Notional Off-Facility Swaps
Reporting and Recordkeeping Requirements
Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
,
eonur@cftc.gov
gpullen@cftc.gov
jdunfee@cftc.gov
nnguyen@cftc.gov
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http://comments.cftc.gov/PublicComments/CommentList.aspx?id=919
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http://www.nerc.com/page.php?cid=1%7C9%7C119
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https://www.theice.com/S2F.jhtml
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