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Regulatory Information
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2013-03-12
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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Require Members To Report to TRACE the “Factor” in Limited Instances Involving Asset-Backed Security Transactions
Notices
D09002ee1bdca808a
D09002ee1bdca810d
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
78 FR 15790
https://www.govinfo.gov/app/details/FR-2013-03-12/2013-05570
2013-05570
fr12mr13-112
8011-01-P
Release No. 34-69037
File No. SR-FINRA-2012-052
https://www.govinfo.gov/app/details/FR-2013-03-12/2013-05570
https://www.govinfo.gov/content/pkg/FR-2013-03-12/html/2013-05570.htm
https://www.govinfo.gov/content/pkg/FR-2013-03-12/pdf/2013-05570.pdf
2 p.
15790
15791
78 FR 15790
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Require Members To Report to TRACE the “Factor” in Limited Instances Involving Asset-Backed Security Transactions; Federal Register Vol. 78, Issue
NOTICE
2013-05570
SECURITIES AND EXCHANGE COMMISSION
Release No. 34-69037
File No. SR-FINRA-2012-052
8011-01-P
2013-05570
Self-Regulatory Organizations; Proposed Rule Changes:
Financial Industry Regulatory Authority, Inc.
,
Federal Register
Vol. 78, no. 48
Office of the Federal Register, National Archives and Records Administration
2013-03-12
continuing
daily
deposited
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280 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2013-03-12
P0b002ee183e38ed8
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr12mr13
https://www.govinfo.gov/app/details/FR-2013-03-12
https://www.govinfo.gov/content/pkg/FR-2013-03-12/pdf/FR-2013-03-12.pdf
https://www.govinfo.gov/content/pkg/FR-2013-03-12/xml/FR-2013-03-12.xml
fdlp
15597
15868
DGPO
2013-03-12
2023-04-30
FR-2013-03-12
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eng
FR
FR-2013-03-12
78
48