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FR
Regulatory Information
2013_register
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2013-03-09
article
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Price Improvement Program Will Qualify as “Retail Orders”
Notices
D09002ee1bdca81c4
D09002ee1bdca820e
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
78 FR 15392
https://www.govinfo.gov/app/details/FR-2013-03-11/2013-05537
2013-05537
fr11mr13-62
8011-01-P
Release No. 34-69039
File No. SR-NASDAQ-2013-031
https://www.govinfo.gov/app/details/FR-2013-03-11/2013-05537
https://www.govinfo.gov/content/pkg/FR-2013-03-11/html/2013-05537.htm
https://www.govinfo.gov/content/pkg/FR-2013-03-11/pdf/2013-05537.pdf
3 p.
15392
15394
78 FR 15392
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Price Improvement Program Will Qualify as “Retail Orders”; Federal Register Vol. 78, Issue
NOTICE
2013-05537
SECURITIES AND EXCHANGE COMMISSION
Release No. 34-69039
File No. SR-NASDAQ-2013-031
8011-01-P
2013-05537
Self-Regulatory Organizations; Proposed Rule Changes:
NASDAQ Stock Market LLC
,
rule-comments@sec.gov
http://nasdaq.cchwallstreet.com/Filings/
http://www.sec.gov/rules/sro.shtml
Federal Register
Vol. 78, no. 47
Office of the Federal Register, National Archives and Records Administration
2013-03-11
continuing
daily
deposited
born digital
329 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2013-03-11
P0b002ee183e2a8cd
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr11mr13
https://www.govinfo.gov/app/details/FR-2013-03-11
https://www.govinfo.gov/content/pkg/FR-2013-03-11/pdf/FR-2013-03-11.pdf
https://www.govinfo.gov/content/pkg/FR-2013-03-11/xml/FR-2013-03-11.xml
fdlp
15277
15596
DGPO
2013-03-09
2023-04-30
FR-2013-03-11
machine generated
eng
FR
FR-2013-03-11
78
47