United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2012_register executive 2012-09-05 article Rules and Regulations D09002ee1c7fc7d9c D09002ee1c7fc7e25 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission (Commission) is amending its regulations governing the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) in order to have those regulations reflect changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). 77 FR 54355 https://www.govinfo.gov/app/details/FR-2012-09-05/2012-21606 2012-21606 fr05se12-2 RIN 3038-AD49 6351-01-P https://www.govinfo.gov/app/details/FR-2012-09-05/2012-21606 https://www.govinfo.gov/content/pkg/FR-2012-09-05/html/2012-21606.htm https://www.govinfo.gov/content/pkg/FR-2012-09-05/pdf/2012-21606.pdf Advertising Brokers Commodity Futures Commodity Pool Operators Commodity Trading Advisors Customer Protection Reporting and Recordkeeping Requirements Swaps 6 p. 54355 54360 77 FR 54355 Title 17 Part 4 17 CFR Part 4 RIN 3038-AD49 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act; Federal Register Vol. 77, Issue RULE 2012-21606 COMMODITY FUTURES TRADING COMMISSION 2012-11-05 6351-01-P 2012-21606 Final rules.

The Commodity Futures Trading Commission (Commission) is amending its regulations governing the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) in order to have those regulations reflect changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).

Effective Date: November 5, 2012. Barbara S. Gold, Associate Director, or Christopher W. Cummings, Special Counsel, Division of Swap Dealer and Intermediary Oversight, 1155 21st Street NW., Washington, DC 20581. Telephone number: 202-418-6700 and electronic mail: bgold@cftc.gov or ccummings@cftc.gov. Advertising Brokers Commodity Futures Commodity Pool Operators Commodity Trading Advisors Customer Protection Reporting and Recordkeeping Requirements Swaps Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting from Dodd-Frank Act , bgold@cftc.gov ccummings@cftc.gov www.cftc.gov Vol. 77, no. 172 Office of the Federal Register, National Archives and Records Administration 2012-09-05 continuing daily deposited born digital 440 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2012-09-05 P0b002ee1834ac477 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr05se12 https://www.govinfo.gov/app/details/FR-2012-09-05 https://www.govinfo.gov/content/pkg/FR-2012-09-05/pdf/FR-2012-09-05.pdf https://www.govinfo.gov/content/pkg/FR-2012-09-05/xml/FR-2012-09-05.xml fdlp 54353 54786 DGPO 2012-09-05 2024-06-03 FR-2012-09-05 machine generated eng FR FR-2012-09-05 77 172