United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2012_register executive 2012-06-14 article Proposed Rules D09002ee1c7fcdbb0 D09002ee1c7fcdc14 United States Securities and Exchange Commission originator org United States Government Agency or Subagency We are requesting public comment on a statement of general policy ("Statement") on the anticipated sequencing of the compliance dates of final rules to be adopted by the Securities and Exchange Commission pursuant to certain provisions of Title VII of the Dodd- Frank Wall Street Reform and Consumer Protection Act, and the Securities Exchange Act of 1934, as amended by those provisions ("Exchange Act"). These provisions establish a framework for the regulation of security-based swaps and security-based swap market participants under the Exchange Act. The Statement presents a sequencing of the compliance dates for these final rules by grouping the rules into five categories and describes the interconnectedness of the compliance dates for these rules, both within and among the five categories. The Statement also describes the timing of the expiration of the relief previously granted by the Commission that provided exemptions from certain provisions of the Exchange Act, the Securities Act of 1933, and the Trust Indenture Act of 1939. 77 FR 35625 https://www.govinfo.gov/app/details/FR-2012-06-14/2012-14576 2012-14576 fr14jn12-7 8011-01-P Release No. 34-67177 File No. S7-05-12 https://www.govinfo.gov/app/details/FR-2012-06-14/2012-14576 https://www.govinfo.gov/content/pkg/FR-2012-06-14/html/2012-14576.htm https://www.govinfo.gov/content/pkg/FR-2012-06-14/pdf/2012-14576.pdf 19 p. 35625 35643 77 FR 35625 Title 17 Part 240 17 CFR Part 240 Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act; Federal Register Vol. 77, Issue PRORULE 2012-14576 SECURITIES AND EXCHANGE COMMISSION 2012-08-13 Release No. 34-67177 File No. S7-05-12 8011-01-P 2012-14576 Notice of statement of general policy with request for public comment.

We are requesting public comment on a statement of general policy ("Statement") on the anticipated sequencing of the compliance dates of final rules to be adopted by the Securities and Exchange Commission pursuant to certain provisions of Title VII of the Dodd- Frank Wall Street Reform and Consumer Protection Act, and the Securities Exchange Act of 1934, as amended by those provisions ("Exchange Act"). These provisions establish a framework for the regulation of security-based swaps and security-based swap market participants under the Exchange Act. The Statement presents a sequencing of the compliance dates for these final rules by grouping the rules into five categories and describes the interconnectedness of the compliance dates for these rules, both within and among the five categories. The Statement also describes the timing of the expiration of the relief previously granted by the Commission that provided exemptions from certain provisions of the Exchange Act, the Securities Act of 1933, and the Trust Indenture Act of 1939.

Comments regarding the Statement should be received on or before August 13, 2012. Ann Parker McKeehan, Special Counsel, Office of Derivatives Policy, Division of Trading and Markets, at (202) 551-5797, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549, or, with respect to the Securities Act of 1933, the Trust Indenture Act of 1939, and Exchange Act section 12, Andrew Schoeffler, Special Counsel, Office of Capital Markets Trends, Division of Corporation Finance, at (202) 551-3860, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. Sequencing of Compliance Dates for Final Rules Applicable to Security-Based Swaps, etc. , rule-comments@sec.gov http://www.regulations.gov http://www.sec.gov http://www.sec.gov/comments/s7-27-11/s72711-10.pdf http://www.sec.gov/rules/petitions/2011/petn4-641.pdf http://www.sec.gov/rules/policy.shtml Vol. 77, no. 115 Office of the Federal Register, National Archives and Records Administration 2012-06-14 continuing daily deposited born digital 199 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2012-06-14 P0b002ee18295c0b4 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr14jn12 https://www.govinfo.gov/app/details/FR-2012-06-14 https://www.govinfo.gov/content/pkg/FR-2012-06-14/pdf/FR-2012-06-14.pdf https://www.govinfo.gov/content/pkg/FR-2012-06-14/xml/FR-2012-06-14.xml fdlp 35617 35806 DGPO 2012-06-14 2024-06-03 FR-2012-06-14 machine generated eng FR FR-2012-06-14 77 115