United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2012_register executive 2012-06-12 article Part IV Rules and Regulations D09002ee1c7fcdec2 D09002ee1c7fcdfdb United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to further implement the Commodity Exchange Act ("CEA" or "Act") with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules ("transition swaps"). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps. 77 FR 35200 https://www.govinfo.gov/app/details/FR-2012-06-12/2012-12531 2012-12531 fr12jn12-18 P 3038-AD48 https://www.govinfo.gov/app/details/FR-2012-06-12/2012-12531 https://www.govinfo.gov/content/pkg/FR-2012-06-12/html/2012-12531.htm https://www.govinfo.gov/content/pkg/FR-2012-06-12/pdf/2012-12531.pdf Swaps Data Recordkeeping Requirements and Data Reporting Requirements 40 p. 35200 35239 77 FR 35200 Title 17 Part 46 17 CFR Part 46 Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps; Federal Register Vol. 77, Issue RULE 2012-12531 IV COMMODITY FUTURES TRADING COMMISSION 2012-08-13 2012-07-16 3038-AD48 P 2012-12531 Final rulemaking.

The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to further implement the Commodity Exchange Act ("CEA" or "Act") with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules ("transition swaps"). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps.

The effective date of this part is August 13, 2012. Compliance dates: (1) Swap dealers and major swap participants shall commence full compliance with this part with respect to credit swaps and interest rate swaps on the later of: July 16, 2012; or 60 calendar days after publication in the Federal Register of the later of the Commission's final rule defining the term "swap" or the Commission's final rule defining the terms "swap dealer" and "major swap participant;" (2) Swap dealers and major swap participants shall commence full compliance with this part with respect to equity swaps, foreign exchange swaps, and other commodity swaps on or before 90 days after the compliance date for credit swaps and interest rate swaps; (3) Non-SD/MSP counterparties shall commence full compliance with this part with respect to all swaps on or before 90 days after the compliance date applicable to swap dealers and major swap participants with respect to equity swaps, foreign exchange swaps, and other commodity swaps. David Taylor, Associate Director, Division of Market Oversight, 202-418-5488, dtaylor@cftc.gov; Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20851. Swaps Data Recordkeeping Requirements and Data Reporting Requirements Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps , dtaylor@cftc.gov http://www.bis.org/publ/cpss96.pdf http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm http://www.sec.gov/news/studies/2011/719b-study.pdf http://www.sifma.org/uploadedfiles/issues/technology_and_operations/legal_entity_identifier/lei-project-summary-slides.pdf Vol. 77, no. 113 Office of the Federal Register, National Archives and Records Administration 2012-06-12 continuing daily deposited born digital 467 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2012-06-12 P0b002ee18294a7bd 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr12jn12 https://www.govinfo.gov/app/details/FR-2012-06-12 https://www.govinfo.gov/content/pkg/FR-2012-06-12/pdf/FR-2012-06-12.pdf https://www.govinfo.gov/content/pkg/FR-2012-06-12/xml/FR-2012-06-12.xml fdlp 34781 35239 DGPO 2012-06-12 2024-06-03 FR-2012-06-12 machine generated eng FR FR-2012-06-12 77 113