United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2012_register executive 2012-03-03 article Proposed Rules D09002ee1c7fd566c D09002ee1c7fd56f7 United States Department of the Treasury originator org United States Government Agency or Subagency United States Financial Crimes Enforcement Network originator org United States Government Agency or Subagency FinCEN, after consulting with staffs of various Federal supervisory authorities, is issuing this advance notice of proposed rulemaking (ANPRM) to solicit public comment on a wide range of questions pertaining to the development of a customer due diligence (CDD) regulation that would codify, clarify, consolidate, and strengthen existing CDD regulatory requirements and supervisory expectations, and establish a categorical requirement for financial institutions to identify beneficial ownership of their accountholders, subject to risk-based verification and pursuant to an alternative definition of beneficial ownership as described below. 77 FR 13046 https://www.govinfo.gov/app/details/FR-2012-03-05/2012-5187 2012-5187 fr05mr12-18 RIN 1506-AB15 4810-02-P https://www.govinfo.gov/app/details/FR-2012-03-05/2012-5187 https://www.govinfo.gov/content/pkg/FR-2012-03-05/html/2012-5187.htm https://www.govinfo.gov/content/pkg/FR-2012-03-05/pdf/2012-5187.pdf 10 p. 13046 13055 77 FR 13046 Title 31 Chapter 31 CFR Chapter RIN 1506-AB15 Customer Due Diligence Requirements for Financial Institutions; Federal Register Vol. 77, Issue PRORULE 2012-5187 DEPARTMENT OF THE TREASURY Financial Crimes Enforcement Network 2012-05-04 4810-02-P 2012-5187 Advance notice of proposed rulemaking.

FinCEN, after consulting with staffs of various Federal supervisory authorities, is issuing this advance notice of proposed rulemaking (ANPRM) to solicit public comment on a wide range of questions pertaining to the development of a customer due diligence (CDD) regulation that would codify, clarify, consolidate, and strengthen existing CDD regulatory requirements and supervisory expectations, and establish a categorical requirement for financial institutions to identify beneficial ownership of their accountholders, subject to risk-based verification and pursuant to an alternative definition of beneficial ownership as described below.

Written comments on this ANPRM must be received on or before May 4, 2012. FinCEN: Regulatory Policy and Programs Division, Financial Crimes Enforcement Network, (800) 949-2732 and select option 6. Customer Due Diligence Requirements for Financial Institutions , http://www.fatf-gafi.org/dataoecd/49/29/49684543.pdf http://www.fatf-gafi.org/pages/0,2987,en_32250379_32235720_1_1_1_1_1,00.html http://www.ffiec.gov/bsa_aml_infobase/documents/BSA_AML_Man_2010.pdf http://www.fincen.gov/news_room/rp/files/LLCAssessment_FINAL.pdf http://www.fincen.gov/news_room/rp/files/sar_tti_19.pdf http://www.finra.org/Industry/Issues/AML/p006340 http://www.ici.org/pdf/24354.pdf http://www.irs.gov/pub/newsroom/reg-121647-10.pdf http://www.regulations.gov www.bis.org/publ/bcbs85.pdf Vol. 77, no. 43 Office of the Federal Register, National Archives and Records Administration 2012-03-05 continuing daily deposited born digital 209 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2012-03-05 P0b002ee181f69ef3 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr05mr12 https://www.govinfo.gov/app/details/FR-2012-03-05 https://www.govinfo.gov/content/pkg/FR-2012-03-05/pdf/FR-2012-03-05.pdf https://www.govinfo.gov/content/pkg/FR-2012-03-05/xml/FR-2012-03-05.xml fdlp 12981 13180 DGPO 2012-03-03 2024-06-03 FR-2012-03-05 machine generated eng FR FR-2012-03-05 77 43