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2011-10-27
article
Investment Advice-Participants and Beneficiaries
Part II
Rules and Regulations
D09002ee1bdce29df
D09002ee1bdce2bdc
United States
Department of Labor
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org
United States Government Agency or Subagency
United States
Employee Benefits Security Administration
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org
United States Government Agency or Subagency
This document contains a final rule under the Employee Retirement Income Security Act, and parallel provisions of the Internal Revenue Code of 1986, relating to the provision of investment advice to participants and beneficiaries in individual account plans, such as 401(k) plans, and beneficiaries of individual retirement accounts (and certain similar plans). The final rule affects sponsors, fiduciaries, participants and beneficiaries of participant-directed individual account plans, as well as providers of investment and investment advice related services to such plans.
76 FR 66136
https://www.govinfo.gov/app/details/FR-2011-10-25/2011-26261
2011-26261
fr25oc11-19
RIN 1210-AB35
4510-29-P
https://www.govinfo.gov/app/details/FR-2011-10-25/2011-26261
https://www.govinfo.gov/content/pkg/FR-2011-10-25/html/2011-26261.htm
https://www.govinfo.gov/content/pkg/FR-2011-10-25/pdf/2011-26261.pdf
Employee Benefit Plans
Exemptions
Fiduciaries
Investments
Pensions
Prohibited Transactions
Reporting and Recordkeeping Requirements
Securities
32 p.
66136
66167
76 FR 66136
Code of Federal Regulations
Title 29 Part 2550
29 CFR Part 2550
Regulation Identification Number 1210-AB35
RIN 1210-AB35
Investment Advice-Participants and Beneficiaries; Federal Register Vol. 76, Issue
RULE
2011-26261
II
DEPARTMENT OF LABOR
Employee Benefits Security Administration
2011-12-27
4510-29-P
2011-26261
Final rule.
This document contains a final rule under the Employee Retirement Income Security Act, and parallel provisions of the Internal Revenue Code of 1986, relating to the provision of investment advice to participants and beneficiaries in individual account plans, such as 401(k) plans, and beneficiaries of individual retirement accounts (and certain similar plans). The final rule affects sponsors, fiduciaries, participants and beneficiaries of participant-directed individual account plans, as well as providers of investment and investment advice related services to such plans.
The final rule is effective on December 27, 2011.
Fred Wong, Office of Regulations and Interpretations, Employee Benefits Security Administration (EBSA), (202) 693-8500. This is not a toll-free number.
Employee Benefit Plans
Exemptions
Fiduciaries
Investments
Pensions
Prohibited Transactions
Reporting and Recordkeeping Requirements
Securities
Investment Advice Participants and Beneficiaries
,
ebsa.opr@dol.gov
InvAdvNotification@dol.gov
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1635061
http://webapps.dol.gov/FederalRegister/HtmlDisplay.aspx?DocId=21243&AgencyId=8&DocumentType=1
http://webapps.dol.gov/FederalRegister/HtmlDisplay.aspx?DocId=23559&AgencyId=8&DocumentType=1
http://www.afajof.org/afa/forthcoming/6311.pdf
http://www.dol.gov/ebsa/pdf/TDFinvestorbulletin.pdf
http://www.dol.gov/ebsa/regs/cmt-1210-AB35.html
http://www.dol.gov/ebsa/regs/cmt-investment-advice.html
http://www.dol.gov/ebsa/regs/cmt-Investmentadvice.html
http://www.dol.gov/ebsa/regs/cmt-investmentadviceexemption.html
http://www.dol.gov/ebsa/regs/cmt-investmentadvicefinalrule.html
http://www.dol.gov/ebsa/regs/cmt-InvestmentadviceIRA.html
http://www.dol.gov/ebsa/regs/cmt-targetdatefundshearing.html
http://www.ebri.org/pdf/publications/testimony/t133.pdf
http://www.federalreserve.gov/releases/z1/Current/
http://www.google.com/url?sa=t&source=web&cd=5&ved=0CDUQFjAE&url=http%3A%2F%2Fwww.ifebp.org%2Fpdf%2Fresearch%2F2005-06Annual401kSurvey.pdf&ei=_76UTYSXMY6y0QHBjZmADA&usg=AFQjCNFsUmmwPpFA_EoBDUGyB9uypfFCCQ
http://www.hewittassociates.com/Lib/MBUtil/AssetRetrieval.aspx?guid=CE3EEF86-50E7-4EEC-8C32-82FD055690A6
http://www.mrrc.isr.umich.edu/publications/papers/pdf/wp176.pdf
http://www.reginfo.gov/public/do/PRAMain
reginfo.gov
Federal Register
Vol. 76, no. 206
Office of the Federal Register, National Archives and Records Administration
2011-10-25
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Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2011-10-25
P0b002ee180eb8184
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0042-1219
0364-1406
769-004-00000-9
000582072
f:fr25oc11
https://www.govinfo.gov/app/details/FR-2011-10-25
https://www.govinfo.gov/content/pkg/FR-2011-10-25/pdf/FR-2011-10-25.pdf
https://www.govinfo.gov/content/pkg/FR-2011-10-25/xml/FR-2011-10-25.xml
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66167
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2011-10-27
2023-04-30
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FR
FR-2011-10-25
76
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