United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2011_register executive 2011-09-01 article Part II Rules and Regulations D09002ee1c7ff5ef2 D09002ee1c7ff5ff8 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission ("CFTC" or "Commission") is adopting its regulations to implement section 21 of the Commodity Exchange Act ("CEA" or "Act"), which establishes registration requirements, statutory duties, core principles and certain compliance obligations for registered swap data repositories ("SDRs"). Section 21 of the CEA was added by section 728 of the Dodd- Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). 76 FR 54538 https://www.govinfo.gov/app/details/FR-2011-09-01/2011-20817 2011-20817 fr01se11-9 RIN 3038-AD20 6351-01-P https://www.govinfo.gov/app/details/FR-2011-09-01/2011-20817 https://www.govinfo.gov/content/pkg/FR-2011-09-01/html/2011-20817.htm https://www.govinfo.gov/content/pkg/FR-2011-09-01/pdf/2011-20817.pdf Swap Data Repositories; Registration and Regulatory Requirements 60 p. 54538 54597 76 FR 54538 Title 17 Part 49 17 CFR Part 49 RIN 3038-AD20 Swap Data Repositories: Registration Standards, Duties and Core Principles; Federal Register Vol. 76, Issue RULE 2011-20817 II COMMODITY FUTURES TRADING COMMISSION 2011-10-31 6351-01-P 2011-20817 Final rule.

The Commodity Futures Trading Commission ("CFTC" or "Commission") is adopting its regulations to implement section 21 of the Commodity Exchange Act ("CEA" or "Act"), which establishes registration requirements, statutory duties, core principles and certain compliance obligations for registered swap data repositories ("SDRs"). Section 21 of the CEA was added by section 728 of the Dodd- Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act").

Effective date is October 31, 2011. Applicants at that time may apply for registration as SDRs but are not required to do so. Mandatory registration and compliance with the registration rules will occur upon the effective date of the swap definition rulemaking, which the Commission will publish at a later date. For questions relating to this rulemaking: Jeffrey P. Burns, Assistant General Counsel, Office of the General Counsel ("OGC"), at (202) 418.5101, jburns@cftc.gov; Susan Nathan, Senior Special Counsel, Division of Market Oversight ("DMO"), at (202) 418.5133, snathan@cftc.gov; or Adedayo Banwo, Counsel, OGC, at (202) 418.6249, abanwo@cftc.gov, Commodity Futures Trading Commission, Washington, DC 20581. With respect to questions relating to registration processing and compliance matters: Riva Spear Adriance, Associate Director, DMO, at (202) 418.5494, radriance@cftc.gov and Sebastian Pujol Schott, Associate Deputy Director, Market Compliance, DMO, at (202) 418.5641, sschott@cftc.gov, respectively. Swap Data Repositories; Registration and Regulatory Requirements Swap Data Repositories: Registration Standards, Duties and Core Principles , abanwo@cftc.gov jburns@cftc.gov radriance@cftc.gov snathan@cftc.gov sschott@cftc.gov http://comments.cftc.gov/PublicComments/CommentList.aspx?id=939 http://www.bis.org/publ/cpss90.pdf http://www.bis.org/publ/cpss94.pdf http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm http://www.cftc.gov/PressRoom/SpeechesTestimony/opagensler-86.html http://www.cftc.gov/ucm/groups/public@swaps/documents/file/derivative13sub083110-nfa.pdf http://www.dtcc.com/downloads/legal/imp_notices/2010/derivserv/tiw044.zip http://www.sec.gov/divisions/marketreg/marketinfo/finalreport.htm http://www.sifma.org/news/news.aspx?id=8589934651 http://www2.isda.org/attachment/MzExMQ==/InterestRatesRepositorySelection.pdf http://www2.isda.org/attachment/MzIwNw==/CommodityRepositorySelection.pdf RegInfo.gov Reval.com Vol. 76, no. 170 Office of the Federal Register, National Archives and Records Administration 2011-09-01 continuing daily deposited born digital 324 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2011-09-01 P0b002ee180df0372 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr01se11 https://www.govinfo.gov/app/details/FR-2011-09-01 https://www.govinfo.gov/content/pkg/FR-2011-09-01/pdf/FR-2011-09-01.pdf https://www.govinfo.gov/content/pkg/FR-2011-09-01/xml/FR-2011-09-01.xml fdlp 54373 54687 DGPO 2011-09-01 2024-06-04 FR-2011-09-01 machine generated eng FR FR-2011-09-01 76 170