United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2011_register executive 2011-08-23 article Rules and Regulations D09002ee1c7ff6df1 D09002ee1c7ff6e7c United States Securities and Exchange Commission originator org United States Government Agency or Subagency Section 942(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act eliminated the automatic suspension of the duty to file under Section 15(d) of the Securities Exchange Act of 1934 for asset-backed securities issuers and granted the Commission the authority to issue rules providing for the suspension or termination of such duty. We are adopting rules to provide certain thresholds for suspension of the reporting obligations for asset-backed securities issuers. We are also amending our rules relating to the Exchange Act reporting obligations of asset-backed securities issuers in light of these statutory changes. 76 FR 52549 https://www.govinfo.gov/app/details/FR-2011-08-23/2011-21500 2011-21500 fr23au11-9 RIN 3235-AK89 8011-01-P Release No. 34-65148 File No. S7-02-11 https://www.govinfo.gov/app/details/FR-2011-08-23/2011-21500 https://www.govinfo.gov/content/pkg/FR-2011-08-23/html/2011-21500.htm https://www.govinfo.gov/content/pkg/FR-2011-08-23/pdf/2011-21500.pdf Reporting and Recordkeeping Requirements Securities 8 p. 52549 52556 76 FR 52549 Title 17 Part 240 17 CFR Part 240 Title 17 Part 249 17 CFR Part 249 RIN 3235-AK89 Suspension of the Duty To File Reports for Classes of Asset-Backed Securities Under Section 15(D) of the Securities Exchange Act of 1934; Federal Register Vol. 76, Issue RULE 2011-21500 SECURITIES AND EXCHANGE COMMISSION 2011-09-22 Release No. 34-65148 File No. S7-02-11 8011-01-P 2011-21500 Final rule.

Section 942(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act eliminated the automatic suspension of the duty to file under Section 15(d) of the Securities Exchange Act of 1934 for asset-backed securities issuers and granted the Commission the authority to issue rules providing for the suspension or termination of such duty. We are adopting rules to provide certain thresholds for suspension of the reporting obligations for asset-backed securities issuers. We are also amending our rules relating to the Exchange Act reporting obligations of asset-backed securities issuers in light of these statutory changes.

Effective Date: September 22, 2011. Steven Hearne, Special Counsel, in the Office of Rulemaking, at (202) 551-3430 or Kathy Hsu, Chief, Office of Structured Finance, Division of Corporation Finance, at (202) 551-3850, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-3628. Reporting and Recordkeeping Requirements Securities Suspension of Duty to File Reports for Classes of Asset-Backed Securities , http://www.sec.gov/comments/s7-02-11/s70211.shtml Vol. 76, no. 163 Office of the Federal Register, National Archives and Records Administration 2011-08-23 continuing daily deposited born digital 327 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2011-08-23 P0b002ee180dda417 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr23au11 https://www.govinfo.gov/app/details/FR-2011-08-23 https://www.govinfo.gov/content/pkg/FR-2011-08-23/pdf/FR-2011-08-23.pdf https://www.govinfo.gov/content/pkg/FR-2011-08-23/xml/FR-2011-08-23.xml fdlp 52533 52849 DGPO 2011-08-23 2024-06-04 FR-2011-08-23 machine generated eng FR FR-2011-08-23 76 163