United States Government Publishing Office
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United States
National Archives and Records Administration
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FR
Regulatory Information
2011_register
executive
2011-07-30
article
Customer Clearing Documentation and Timing of Acceptance for Clearing
Proposed Rules
D09002ee1bdcfd7ee
D09002ee1bdcfd86e
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
The Commodity Futures Trading Commission (Commission or CFTC) is proposing rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These proposed rules address: The documentation between a customer and a futures commission merchant that clears on behalf of the customer, and the timing of acceptance or rejection of trades for clearing by derivatives clearing organizations and clearing members.
76 FR 45730
https://www.govinfo.gov/app/details/FR-2011-08-01/2011-19365
2011-19365
fr01au11-18
RIN 3038-AD51
P
https://www.govinfo.gov/app/details/FR-2011-08-01/2011-19365
https://www.govinfo.gov/content/pkg/FR-2011-08-01/html/2011-19365.htm
https://www.govinfo.gov/content/pkg/FR-2011-08-01/pdf/2011-19365.pdf
Conflicts of Interest
Futures Commission Merchants
Major Swap Participants
Swap Dealers
Conflicts of Interests
Derivatives Clearing Organizations
Risk Management
Swaps
9 p.
45730
45738
76 FR 45730
Code of Federal Regulations
Title 17 Part 1
17 CFR Part 1
Code of Federal Regulations
Title 17 Part 23
17 CFR Part 23
Code of Federal Regulations
Title 17 Part 39
17 CFR Part 39
Regulation Identification Number 3038-AD51
RIN 3038-AD51
Customer Clearing Documentation and Timing of Acceptance for Clearing; Federal Register Vol. 76, Issue
PRORULE
2011-19365
COMMODITY FUTURES TRADING COMMISSION
2011-09-30
P
2011-19365
Notice of proposed rulemaking.
The Commodity Futures Trading Commission (Commission or CFTC) is proposing rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These proposed rules address: The documentation between a customer and a futures commission merchant that clears on behalf of the customer, and the timing of acceptance or rejection of trades for clearing by derivatives clearing organizations and clearing members.
Submit comments on or before September 30, 2011.
John C. Lawton, Deputy Director and Chief Counsel, 202-418-5480, jlawton@cftc.gov, or Christopher A. Hower, Attorney-Advisor, 202-418-6703, chower@cftc.gov, Division of Clearing and Intermediary Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.
Conflicts of Interest
Futures Commission Merchants
Major Swap Participants
Swap Dealers
Conflicts of Interests
Derivatives Clearing Organizations
Risk Management
Swaps
Customer Clearing Documentation and Timing of Acceptance for Clearing
,
chower@cftc.gov
jlawton@cftc.gov
OIRAsubmissions@omb.eop.gov
http://comments.cftc.gov
http://www.bls.gov/oes/current/oes113031.htm
http://www.cftc.gov
http://www.futuresindustry.org
http://www.regulations.gov
RegInfo.gov
Federal Register
Vol. 76, no. 147
Office of the Federal Register, National Archives and Records Administration
2011-08-01
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537 p.
Table of Contents:
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https://www.govinfo.gov/app/details/FR-2011-08-01
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0042-1219
0364-1406
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https://www.govinfo.gov/app/details/FR-2011-08-01
https://www.govinfo.gov/content/pkg/FR-2011-08-01/pdf/FR-2011-08-01.pdf
https://www.govinfo.gov/content/pkg/FR-2011-08-01/xml/FR-2011-08-01.xml
fdlp
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DGPO
2011-07-30
2023-04-30
FR-2011-08-01
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eng
FR
FR-2011-08-01
76
147