United States Government Publishing Office
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National Archives and Records Administration
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FR
Regulatory Information
2011_register
executive
2011-07-30
article
Clearing Member Risk Management
Proposed Rules
D09002ee1bdcfd7ed
D09002ee1bdcfd86d
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
The Commodity Futures Trading Commission (Commission or CFTC) is proposing rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These proposed rules address risk management for cleared trades by futures commission merchants, swap dealers, and major swap participants that are clearing members.
76 FR 45724
https://www.govinfo.gov/app/details/FR-2011-08-01/2011-19362
2011-19362
fr01au11-17
RIN 3038-AD51
6351-01-P
https://www.govinfo.gov/app/details/FR-2011-08-01/2011-19362
https://www.govinfo.gov/content/pkg/FR-2011-08-01/html/2011-19362.htm
https://www.govinfo.gov/content/pkg/FR-2011-08-01/pdf/2011-19362.pdf
Conflicts of Interest
Futures Commission Merchants
Major Swap Participants
Swap Dealers
Conflicts of Interests
7 p.
45724
45730
76 FR 45724
Code of Federal Regulations
Title 17 Part 1
17 CFR Part 1
Code of Federal Regulations
Title 17 Part 23
17 CFR Part 23
Regulation Identification Number 3038-AD51
RIN 3038-AD51
Clearing Member Risk Management; Federal Register Vol. 76, Issue
PRORULE
2011-19362
COMMODITY FUTURES TRADING COMMISSION
2011-09-30
6351-01-P
2011-19362
Notice of proposed rulemaking.
The Commodity Futures Trading Commission (Commission or CFTC) is proposing rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These proposed rules address risk management for cleared trades by futures commission merchants, swap dealers, and major swap participants that are clearing members.
Submit comments on or before September 30, 2011.
John C. Lawton, Deputy Director and Chief Counsel, 202-418-5480, jlawton@cftc.gov, or Christopher A. Hower, Attorney-Advisor, 202-418-6703, chower@cftc.gov, Division of Clearing and Intermediary Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.
Conflicts of Interest
Futures Commission Merchants
Major Swap Participants
Swap Dealers
Conflicts of Interests
Clearing Member Risk Management
,
chower@cftc.gov
jlawton@cftc.gov
OIRAsubmissions@omb.eop.gov
http://comments.cftc.gov
http://www.bls.gov/oes/current/oes113031.htm
http://www.cftc.gov
http://www.iosco.org
http://www.RegInfo.gov
http://www.regulations.gov
Federal Register
Vol. 76, no. 147
Office of the Federal Register, National Archives and Records Administration
2011-08-01
continuing
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537 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2011-08-01
P0b002ee180dbb1cc
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr01au11
https://www.govinfo.gov/app/details/FR-2011-08-01
https://www.govinfo.gov/content/pkg/FR-2011-08-01/pdf/FR-2011-08-01.pdf
https://www.govinfo.gov/content/pkg/FR-2011-08-01/xml/FR-2011-08-01.xml
fdlp
45653
46184
DGPO
2011-07-30
2023-04-30
FR-2011-08-01
machine generated
eng
FR
FR-2011-08-01
76
147